4Filing Date: Oct 8, 2026

Rocket (RKT) 4: 8,056 shares withheld for taxes (Oct 8, 2026)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001805284-26-000117
Total Value$93.4K
Trades2
Insiders1

Transaction Details

Banfield William D.
Chief Business Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-8.06K
Price$11.59
Total Value$93.4K
Shares Owned After3.66M
Transaction DateOct 7, 2026
Footnotes ▸

Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Banfield William D.
Chief Business Officer·Direct
Class L-2 common stock
Shares0
Price-
Total Value$0
Shares Owned After2.83M

Post-Transaction Holdings

Banfield William D. · Chief Business Officer
SecuritySharesChange
Class A common stock3.66M-8.06K (-0.22%)
Class L-2 common stock2.83M-
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Deep Analysis

Rocket Companies Chief Business Officer William D. Banfield forfeited 8,056 shares worth about $93,369 to cover taxes on vesting RSUs — a mandatory sell-to-cover, not an open-market sale.

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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-10-07 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Rocket Companies, Inc. (RKT) CIK: 0001805284 --- Reporting Owner --- Name: Banfield William D. CIK: 0002028108 Role: Officer (Chief Business Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Class A common stock Date: 2026-10-07 | Code: F (Payment of exercise/tax) Shares: -8,056 | Price: $11.59 Total Value: $93,369.04 Shares Owned After: 3,659,492 | Ownership: D (Direct) Footnotes: [F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Holdings --- [Holding #1] Security: Class L-2 common stock Ownership: D (Direct) --- Footnotes (Complete Index) --- F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Signature --- /s/ /s/ Elisabeth Gormley, attorney in fact (2026-10-08)

keid analysis is for reference only and does not constitute investment advice.