4Filing Date: Oct 8, 2026
Rocket (RKT) 4: 8,056 shares withheld for taxes (Oct 8, 2026)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001805284-26-000117
Total Value$93.4K
Trades2
Insiders1
Transaction Details
Banfield William D.
Chief Business Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-8.06K
Price$11.59
Total Value$93.4K
Shares Owned After3.66M
Transaction DateOct 7, 2026
Footnotes ▸
Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Banfield William D.
Chief Business Officer·Direct
Class L-2 common stock
Shares0
Price-
Total Value$0
Shares Owned After2.83M
Post-Transaction Holdings
Banfield William D. · Chief Business Officer
| Security | Shares | Change |
|---|---|---|
| Class A common stock | 3.66M | -8.06K (-0.22%) |
| Class L-2 common stock | 2.83M | - |
auto_awesomeDeep Analysis
Deep Analysis
Rocket Companies Chief Business Officer William D. Banfield forfeited 8,056 shares worth about $93,369 to cover taxes on vesting RSUs — a mandatory sell-to-cover, not an open-market sale.
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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-10-07
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: Rocket Companies, Inc. (RKT)
CIK: 0001805284
--- Reporting Owner ---
Name: Banfield William D.
CIK: 0002028108
Role: Officer (Chief Business Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Class A common stock
Date: 2026-10-07 | Code: F (Payment of exercise/tax)
Shares: -8,056 | Price: $11.59
Total Value: $93,369.04
Shares Owned After: 3,659,492 | Ownership: D (Direct)
Footnotes:
[F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
--- Holdings ---
[Holding #1]
Security: Class L-2 common stock
Ownership: D (Direct)
--- Footnotes (Complete Index) ---
F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
--- Signature ---
/s/ /s/ Elisabeth Gormley, attorney in fact (2026-10-08)