4Filing Date: Oct 9, 2026

Astera Labs (ALAB) 4: 68 RSUs in lieu of cash fees (Oct 9, 2026)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001277620-26-000007
Total Value$21.2K
Trades1
Insiders1

Transaction Details

BARRATT CRAIG H
Director·Direct
Grant · Acquire
Common Stock
Shares+68
Price$311.57
Total Value$21.2K
Shares Owned After6.89K
Transaction DateOct 1, 2026
Footnotes ▸

These shares represent an award of restricted stock units ("RSUs") granted on October 1, 2026, under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan in lieu of cash compensation for quarterly non-employee director retainer fees pursuant to the Reporting Person's election. The award provides that 100% of the RSUs will vest on the three-month anniversary of the Vesting Commencement Date of August 15, 2026, subject to the Reporting Person's continuous service relationship with the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Post-Transaction Holdings

BARRATT CRAIG H · Director
SecuritySharesChange
Common Stock6.89K+68 (1.00%)
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Deep Analysis

Astera Labs director Craig H. Barratt received 68 restricted stock units worth $21,187 as director compensation in lieu of cash — no open-market purchase or sale.

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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-10-01 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Astera Labs, Inc. (ALAB) CIK: 0001736297 --- Reporting Owner --- Name: BARRATT CRAIG H CIK: 0001277620 Role: Director --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-10-01 | Code: A (Grant or award) Shares: +68 | Price: $311.57 Total Value: $21,186.76 Shares Owned After: 6,893 | Ownership: D (Direct) Footnotes: [F1] These shares represent an award of restricted stock units ("RSUs") granted on October 1, 2026, under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan in lieu of cash compensation for quarterly non-employee director retainer fees pursuant to the Reporting Person's election. The award provides that 100% of the RSUs will vest on the three-month anniversary of the Vesting Commencement Date of August 15, 2026, subject to the Reporting Person's continuous service relationship with the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. --- Footnotes (Complete Index) --- F1: These shares represent an award of restricted stock units ("RSUs") granted on October 1, 2026, under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan in lieu of cash compensation for quarterly non-employee director retainer fees pursuant to the Reporting Person's election. The award provides that 100% of the RSUs will vest on the three-month anniversary of the Vesting Commencement Date of August 15, 2026, subject to the Reporting Person's continuous service relationship with the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. --- Signature --- /s/ /s/ Philip Mazzara, Attorney-in-Fact (2026-10-09)

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