4Filing Date: Oct 7, 2026

Robinhood Markets 4: CLO sold 10,000 shares for $1.14M (Oct 7, 2026)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001705560-26-000025
Total Value$1.14M
Trades3
Insiders1

Transaction Details

Gallagher Daniel Martin Jr
Chief Legal Officer·Direct
Sell · Dispose
Class A Common Stock
Shares-500
Price$115.06
Total Value$57.5K
Shares Owned After499.94K
Transaction DateOct 5, 2026
10b5-1
Footnotes ▸

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. | This transaction was executed in multiple trades during the day at prices ranging from $114.73 to $115.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Gallagher Daniel Martin Jr
Chief Legal Officer·Direct
Sell · Dispose
Class A Common Stock
Shares-4.80K
Price$113.28
Total Value$543.7K
Shares Owned After505.14K
Transaction DateOct 5, 2026
10b5-1
Footnotes ▸

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. | This transaction was executed in multiple trades during the day at prices ranging from $112.70 to $113.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Gallagher Daniel Martin Jr
Chief Legal Officer·Direct
Sell · Dispose
Class A Common Stock
Shares-4.70K
Price$114.01
Total Value$535.8K
Shares Owned After500.44K
Transaction DateOct 5, 2026
10b5-1
Footnotes ▸

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. | This transaction was executed in multiple trades during the day at prices ranging from $113.71 to $114.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Post-Transaction Holdings

Gallagher Daniel Martin Jr · Chief Legal Officer
SecuritySharesChange
Class A Common Stock499.94K-10.00K (-1.96%)
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Deep Analysis

Robinhood Chief Legal Officer Daniel M. Gallagher Jr. sold 10,000 Class A shares for about $1.14M under a Rule 10b5-1 plan, trimming roughly 2% of his direct stake.

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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-10-05 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: Robinhood Markets, Inc. (HOOD) CIK: 0001783879 --- Reporting Owner --- Name: Gallagher Daniel Martin Jr CIK: 0001705560 Role: Officer (Chief Legal Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Class A Common Stock Date: 2026-10-05 | Code: S (Open market sale) Shares: -4,800 | Price: $113.28 Total Value: $543,741.12 Shares Owned After: 505,143 | Ownership: D (Direct) Footnotes: [F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. [F2] This transaction was executed in multiple trades during the day at prices ranging from $112.70 to $113.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. [Transaction #2] Security: Class A Common Stock Date: 2026-10-05 | Code: S (Open market sale) Shares: -4,700 | Price: $114.01 Total Value: $535,829.61 Shares Owned After: 500,443 | Ownership: D (Direct) Footnotes: [F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. [F3] This transaction was executed in multiple trades during the day at prices ranging from $113.71 to $114.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. [Transaction #3] Security: Class A Common Stock Date: 2026-10-05 | Code: S (Open market sale) Shares: -500 | Price: $115.06 Total Value: $57,529.00 Shares Owned After: 499,943 | Ownership: D (Direct) Footnotes: [F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. [F4] This transaction was executed in multiple trades during the day at prices ranging from $114.73 to $115.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. --- Footnotes (Complete Index) --- F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F2: This transaction was executed in multiple trades during the day at prices ranging from $112.70 to $113.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. F3: This transaction was executed in multiple trades during the day at prices ranging from $113.71 to $114.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. F4: This transaction was executed in multiple trades during the day at prices ranging from $114.73 to $115.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. --- Signature --- /s/ /s/ Maureen Montgomery, attorney-in-fact for Daniel M. Gallagher, Jr. (2026-10-07)

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