4Filing Date: Mar 10, 2026

Rocket (RKT) 4: Malhotra Shawn bought 250,836 shares of Class A common stoc… (Mar 10, 2026)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001805284-26-000032
Total Value$235.1K
Trades2
Insiders1

Transaction Details

Malhotra Shawn
Chief Technology Officer·Direct
Grant · Acquire
Class A common stock
Shares+250.84K
Price$0.00
Total Value$0
Shares Owned After987.23K
Transaction DateMar 7, 2026
Footnotes ▸

Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

Malhotra Shawn
Chief Technology Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-15.72K
Price$14.95
Total Value$235.1K
Shares Owned After971.51K
Transaction DateMar 7, 2026
Footnotes ▸

Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Post-Transaction Holdings

Malhotra Shawn · Chief Technology Officer
SecuritySharesChange
Class A common stock987.23K+235.11K (31.26%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-03-07 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Rocket Companies, Inc. (RKT) CIK: 0001805284 --- Reporting Owner --- Name: Malhotra Shawn CIK: 0002028112 Role: Officer (Chief Technology Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Class A common stock Date: 2026-03-07 | Code: A (Grant or award) Shares: +250,836 | Price: $0.00 Shares Owned After: 987,229 | Ownership: D (Direct) Footnotes: [F1] Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. [Transaction #2] Security: Class A common stock Date: 2026-03-07 | Code: F (Payment of exercise/tax) Shares: -15,723 | Price: $14.95 Total Value: $235,058.85 Shares Owned After: 971,506 | Ownership: D (Direct) Footnotes: [F2] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Footnotes (Complete Index) --- F1: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. F2: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Signature --- /s/ /s/ Elisabeth Gormley, attorney in fact (2026-03-10)

keid analysis is for reference only and does not constitute investment advice.