RKT Filing
4Filing Date: May 7, 2026

Rocket Companies, Inc. (RKT) · Insider Trading (Form 4) SEC Filing

Statement of Changes in Beneficial Ownership

descriptionView SEC Filing
ACC: 0001805284-26-000062open_in_new
Total Value$739.5K
Trades1
Insiders1

Transaction Details

Malhotra Shawn
Chief Technology Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-52.48K
Price$14.09
Total Value$739.5K
Shares Owned After905.27K
Transaction DateMay 6, 2026
Footnotes ▸

Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Post-Transaction Holdings

Malhotra Shawn
SecuritySharesChange
Class A common stock905.27K-52.48K (-5.48%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-05-06 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Rocket Companies, Inc. (RKT) CIK: 0001805284 --- Reporting Owner --- Name: Malhotra Shawn CIK: 0002028112 Role: Officer (Chief Technology Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Class A common stock Date: 2026-05-06 | Code: F (Payment of exercise/tax) Shares: -52,484 | Price: $14.09 Total Value: $739,499.56 Shares Owned After: 905,271 | Ownership: D (Direct) Footnotes: [F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Footnotes (Complete Index) --- F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Signature --- /s/ /s/ Elisabeth Gormley, attorney in fact (2026-05-07)

keid analysis is for reference only and does not constitute investment advice.