4Filing Date: Oct 8, 2026

Rocket (RKT) 4: CFO forfeits 16,112 shares for tax (Oct 8, 2026)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001805284-26-000114
Total Value$186.7K
Trades2
Insiders1

Transaction Details

Brown Brian Nicholas
President & Chief Fin Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-16.11K
Price$11.59
Total Value$186.7K
Shares Owned After1.61M
Transaction DateOct 7, 2026
Footnotes ▸

Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Brown Brian Nicholas
President & Chief Fin Officer·Direct
Class L-2 common stock
Shares0
Price-
Total Value$0
Shares Owned After395.78K

Post-Transaction Holdings

Brown Brian Nicholas · President & Chief Fin Officer
SecuritySharesChange
Class A common stock1.61M-16.11K (-0.99%)
Class L-2 common stock395.78K-
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Deep Analysis

Rocket Companies President & CFO Brian Nicholas Brown forfeited 16,112 Class A shares worth $186,738 to cover tax withholding on vested RSUs — no open-market sale.

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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-10-07 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Rocket Companies, Inc. (RKT) CIK: 0001805284 --- Reporting Owner --- Name: Brown Brian Nicholas CIK: 0001820672 Role: Officer (President & Chief Fin Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Class A common stock Date: 2026-10-07 | Code: F (Payment of exercise/tax) Shares: -16,112 | Price: $11.59 Total Value: $186,738.08 Shares Owned After: 1,607,954 | Ownership: D (Direct) Footnotes: [F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Holdings --- [Holding #1] Security: Class L-2 common stock Ownership: D (Direct) --- Footnotes (Complete Index) --- F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Signature --- /s/ /s/ Elisabeth Gormley, attorney in fact (2026-10-08)

keid analysis is for reference only and does not constitute investment advice.