4Filing Date: Oct 8, 2026
Rocket (RKT) 4: CFO forfeits 16,112 shares for tax (Oct 8, 2026)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001805284-26-000114
Total Value$186.7K
Trades2
Insiders1
Transaction Details
Brown Brian Nicholas
President & Chief Fin Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-16.11K
Price$11.59
Total Value$186.7K
Shares Owned After1.61M
Transaction DateOct 7, 2026
Footnotes ▸
Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Brown Brian Nicholas
President & Chief Fin Officer·Direct
Class L-2 common stock
Shares0
Price-
Total Value$0
Shares Owned After395.78K
Post-Transaction Holdings
Brown Brian Nicholas · President & Chief Fin Officer
| Security | Shares | Change |
|---|---|---|
| Class A common stock | 1.61M | -16.11K (-0.99%) |
| Class L-2 common stock | 395.78K | - |
auto_awesomeDeep Analysis
Deep Analysis
Rocket Companies President & CFO Brian Nicholas Brown forfeited 16,112 Class A shares worth $186,738 to cover tax withholding on vested RSUs — no open-market sale.
lock
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-10-07
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: Rocket Companies, Inc. (RKT)
CIK: 0001805284
--- Reporting Owner ---
Name: Brown Brian Nicholas
CIK: 0001820672
Role: Officer (President & Chief Fin Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Class A common stock
Date: 2026-10-07 | Code: F (Payment of exercise/tax)
Shares: -16,112 | Price: $11.59
Total Value: $186,738.08
Shares Owned After: 1,607,954 | Ownership: D (Direct)
Footnotes:
[F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
--- Holdings ---
[Holding #1]
Security: Class L-2 common stock
Ownership: D (Direct)
--- Footnotes (Complete Index) ---
F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
--- Signature ---
/s/ /s/ Elisabeth Gormley, attorney in fact (2026-10-08)