4Filing Date: Oct 8, 2026

Rocket (RKT) 4: 8,056 shares forfeited for taxes (Oct 8, 2026)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001805284-26-000116
Total Value$93.4K
Trades2
Insiders1

Transaction Details

Lovier Heather M.
Chief Operating Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-8.06K
Price$11.59
Total Value$93.4K
Shares Owned After2.25M
Transaction DateOct 7, 2026
Footnotes ▸

Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Lovier Heather M.
Chief Operating Officer·Direct
Class L-2 common stock
Shares0
Price-
Total Value$0
Shares Owned After1.41M

Post-Transaction Holdings

Lovier Heather M. · Chief Operating Officer
SecuritySharesChange
Class A common stock2.25M-8.06K (-0.36%)
Class L-2 common stock1.41M-
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Deep Analysis

Rocket Companies COO Heather Lovier forfeited 8,056 shares worth $93,369 to cover taxes on vesting RSUs — a passive, non-discretionary event, not a sale.

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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-10-07 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Rocket Companies, Inc. (RKT) CIK: 0001805284 --- Reporting Owner --- Name: Lovier Heather M. CIK: 0002028260 Role: Officer (Chief Operating Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Class A common stock Date: 2026-10-07 | Code: F (Payment of exercise/tax) Shares: -8,056 | Price: $11.59 Total Value: $93,369.04 Shares Owned After: 2,251,059 | Ownership: D (Direct) Footnotes: [F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Holdings --- [Holding #1] Security: Class L-2 common stock Ownership: D (Direct) --- Footnotes (Complete Index) --- F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. --- Signature --- /s/ /s/ Elisabeth Gormley, attorney in fact (2026-10-08)

keid analysis is for reference only and does not constitute investment advice.