4Filing Date: Oct 8, 2026
Rocket (RKT) 4: CTO forfeits 13,751 shares (Oct 8, 2026)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001805284-26-000118
Total Value$159.4K
Trades1
Insiders1
Transaction Details
Malhotra Shawn
Chief Technology Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-13.75K
Price$11.59
Total Value$159.4K
Shares Owned After853.59K
Transaction DateOct 7, 2026
Footnotes ▸
Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Post-Transaction Holdings
Malhotra Shawn · Chief Technology Officer
| Security | Shares | Change |
|---|---|---|
| Class A common stock | 853.59K | -13.75K (-1.59%) |
auto_awesomeDeep Analysis
Deep Analysis
Rocket Companies CTO Shawn Malhotra surrendered 13,751 Class A shares worth $159,374 to cover tax withholding on vesting RSUs — a routine sell-to-cover move, not a discretionary sale.
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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-10-07
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: Rocket Companies, Inc. (RKT)
CIK: 0001805284
--- Reporting Owner ---
Name: Malhotra Shawn
CIK: 0002028112
Role: Officer (Chief Technology Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Class A common stock
Date: 2026-10-07 | Code: F (Payment of exercise/tax)
Shares: -13,751 | Price: $11.59
Total Value: $159,374.09
Shares Owned After: 853,590 | Ownership: D (Direct)
Footnotes:
[F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
--- Footnotes (Complete Index) ---
F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
--- Signature ---
/s/ /s/ Elisabeth Gormley, attorney in fact (2026-10-08)