Schwab Charles 4: Hathi Neesha bought 5,000 shares at $41.98 on 2026-10-01; H… (Oct 5, 2026)

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-10-01 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: SCHWAB CHARLES CORP (SCHW) CIK: 0000316709 --- Reporting Owner --- Name: Hathi Neesha CIK: 0001879974 Role: Officer (MD, Head Wealth Adv, Bnk, Tst) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-10-01 | Code: M (Exercise of derivative) Shares: +5,000 | Price: $41.98 Total Value: $209,900.00 Shares Owned After: 0 | Ownership: D (Direct) Footnotes: [F1] Reflects the contribution of the shares received upon exercise of the option to a trust. [Transaction #2] Security: Common Stock Date: 2026-10-01 | Code: S (Open market sale) Shares: -5,000 | Price: $97.80 Total Value: $489,007.00 Shares Owned After: 5,770 | Ownership: I (Indirect) | Nature: by Trust Footnotes: [F2] The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2026. [F3] This transaction was executed in multiple trades at prices ranging from $97.275 to $98.23. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. [F1] Reflects the contribution of the shares received upon exercise of the option to a trust. --- Derivative Transactions --- [Transaction #1] Security: Nonqualified Stock Option (right to buy) Date: 2026-10-01 | Code: M (Exercise of derivative) Shares: -5,000 | Price: $0.00 Exercise Price: $41.98 Exercisable: N/A | Expires: 2030-03-02 Shares Owned After: 13,950 | Ownership: D (Direct) Footnotes: [F4] The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. --- Footnotes (Complete Index) --- F1: Reflects the contribution of the shares received upon exercise of the option to a trust. F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2026. F3: This transaction was executed in multiple trades at prices ranging from $97.275 to $98.23. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F4: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. --- Signature --- /s/ /s/ P. Blake Allen, Attorney-in-fact (2026-10-05)