Alibaba 4: CEO vests 41,334 RSUs, no sale (Oct 5, 2026)

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-10-01 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Alibaba Group Holding Ltd (BABA) CIK: 0001577552 --- Reporting Owner --- Name: Wu Yongming CIK: 0002121606 Role: Director, Officer (Chief Executive Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Ordinary Shares Date: 2026-10-01 | Code: M (Exercise of derivative) Shares: +13,334 Shares Owned After: 1,697,752 | Ownership: D (Direct) Footnotes: [F1] Reflects restricted share units that vested and settled into ordinary shares. [Transaction #2] Security: Ordinary Shares Date: 2026-10-01 | Code: M (Exercise of derivative) Shares: +28,000 Shares Owned After: 1,725,752 | Ownership: D (Direct) Footnotes: [F1] Reflects restricted share units that vested and settled into ordinary shares. --- Derivative Transactions --- [Transaction #1] Security: Restricted Share Units Date: 2026-10-01 | Code: M (Exercise of derivative) Shares: -13,334 | Price: $0.00 Shares Owned After: 240,000 | Ownership: D (Direct) Footnotes: [F2] Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. [F3] Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Oct 1, 2026. [F3] Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Oct 1, 2026. [F2] Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. [F2] Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. [F3] Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Oct 1, 2026. [Transaction #2] Security: Restricted Share Units Date: 2026-10-01 | Code: M (Exercise of derivative) Shares: -28,000 | Price: $0.00 Shares Owned After: 392,000 | Ownership: D (Direct) Footnotes: [F2] Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. [F4] Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. [F4] Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. [F2] Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. [F2] Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. [F4] Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. --- Holdings --- [Holding #1] Security: Ordinary Shares Ownership: I (Indirect) [Holding #2] Security: Ordinary Shares Ownership: I (Indirect) --- Footnotes (Complete Index) --- F1: Reflects restricted share units that vested and settled into ordinary shares. F2: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F3: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Oct 1, 2026. F4: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Oct 1, 2026. --- Signature --- /s/ /s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Eddie Yongming Wu (2026-10-05)