4Filing Date: Sep 28, 2026
Ciena
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001123292-26-001329
Total Value$1.02M
Trades2
Insiders1
Transaction Details
Claflin Bruce L.
Director·Indirect · By spousal trust
Sell · Dispose
Common Stock
Shares-2.86K
Price$355.91
Total Value$1.02M
Shares Owned After8.28K
Transaction DateSep 24, 2026
Footnotes ▸
Reflects a contribution of common stock to an exchange fund in exchange for an interest in the exchange fund. The common stock was valued at $355.91 per share for the purpose of determining the size of the interest in the exchange fund to be issued | The beneficiaries of the trust are the reporting person's spouse and children. The reporting person disclaims beneficial ownership of the securities held by the trust.
Claflin Bruce L.
Director·Direct
Common Stock
Shares0
Price-
Total Value$0
Shares Owned After50.84K
Footnotes ▸
Shares reported include unvested Restricted Stock Units (RSUs).
Post-Transaction Holdings
Claflin Bruce L. · Director
| Security | Shares | Change |
|---|---|---|
| Common Stock | 59.12K | -2.86K (-4.61%) |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-09-24
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: CIENA CORP (CIEN)
CIK: 0000936395
--- Reporting Owner ---
Name: Claflin Bruce L.
CIK: 0001403694
Role: Director
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-09-24 | Code: S (Open market sale)
Shares: -2,857 | Price: $355.91
Total Value: $1,016,834.87
Shares Owned After: 8,279 | Ownership: I (Indirect) | Nature: By spousal trust
Footnotes:
[F1] Reflects a contribution of common stock to an exchange fund in exchange for an interest in the exchange fund. The common stock was valued at $355.91 per share for the purpose of determining the size of the interest in the exchange fund to be issued
[F2] The beneficiaries of the trust are the reporting person's spouse and children. The reporting person disclaims beneficial ownership of the securities held by the trust.
--- Holdings ---
[Holding #1]
Security: Common Stock
Ownership: D (Direct)
Footnotes:
[F3] Shares reported include unvested Restricted Stock Units (RSUs).
--- Footnotes (Complete Index) ---
F1: Reflects a contribution of common stock to an exchange fund in exchange for an interest in the exchange fund. The common stock was valued at $355.91 per share for the purpose of determining the size of the interest in the exchange fund to be issued
F2: The beneficiaries of the trust are the reporting person's spouse and children. The reporting person disclaims beneficial ownership of the securities held by the trust.
F3: Shares reported include unvested Restricted Stock Units (RSUs).
--- Signature ---
/s/ By: Michele Rankin For: Bruce L. Claflin (2026-09-28)