4Filing Date: Sep 23, 2026

Lumentum (LITE)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001489550-26-000013
Total Value$1.42M
Trades3
Insiders1

Transaction Details

Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$946.56
Total Value$473.3K
Shares Owned After110.13K
Transaction DateSep 23, 2026
10b5-1
Footnotes ▸

These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$935.55
Total Value$467.8K
Shares Owned After110.63K
Transaction DateSep 22, 2026
10b5-1
Footnotes ▸

These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$959.27
Total Value$479.6K
Shares Owned After111.13K
Transaction DateSep 21, 2026
10b5-1
Footnotes ▸

These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Post-Transaction Holdings

Wupen Yuen · PRESIDENT, GLOBAL BUS. UNITS
SecuritySharesChange
Common Stock110.13K-1.50K (-1.34%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-09-21 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: Lumentum Holdings Inc. (LITE) CIK: 0001633978 --- Reporting Owner --- Name: Wupen Yuen CIK: 0001489550 Role: Officer (PRESIDENT, GLOBAL BUS. UNITS) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-09-21 | Code: S (Open market sale) Shares: -500 | Price: $959.27 Total Value: $479,635.00 Shares Owned After: 111,127 | Ownership: D (Direct) Footnotes: [F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026. [Transaction #2] Security: Common Stock Date: 2026-09-22 | Code: S (Open market sale) Shares: -500 | Price: $935.55 Total Value: $467,775.00 Shares Owned After: 110,627 | Ownership: D (Direct) Footnotes: [F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026. [Transaction #3] Security: Common Stock Date: 2026-09-23 | Code: S (Open market sale) Shares: -500 | Price: $946.56 Total Value: $473,280.00 Shares Owned After: 110,127 | Ownership: D (Direct) Footnotes: [F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026. --- Footnotes (Complete Index) --- F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026. --- Signature --- /s/ /s/ Jae Kim as Attorney-in-Fact (2026-09-23)

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