4Filing Date: Sep 23, 2026
Lumentum (LITE)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001489550-26-000013
Total Value$1.42M
Trades3
Insiders1
Transaction Details
Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$946.56
Total Value$473.3K
Shares Owned After110.13K
Transaction DateSep 23, 2026
10b5-1
Footnotes ▸
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$935.55
Total Value$467.8K
Shares Owned After110.63K
Transaction DateSep 22, 2026
10b5-1
Footnotes ▸
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$959.27
Total Value$479.6K
Shares Owned After111.13K
Transaction DateSep 21, 2026
10b5-1
Footnotes ▸
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
Post-Transaction Holdings
Wupen Yuen · PRESIDENT, GLOBAL BUS. UNITS
| Security | Shares | Change |
|---|---|---|
| Common Stock | 110.13K | -1.50K (-1.34%) |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-09-21
10b5-1 Pre-arranged Plan: Yes
--- Issuer ---
Name: Lumentum Holdings Inc. (LITE)
CIK: 0001633978
--- Reporting Owner ---
Name: Wupen Yuen
CIK: 0001489550
Role: Officer (PRESIDENT, GLOBAL BUS. UNITS)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-09-21 | Code: S (Open market sale)
Shares: -500 | Price: $959.27
Total Value: $479,635.00
Shares Owned After: 111,127 | Ownership: D (Direct)
Footnotes:
[F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
[Transaction #2]
Security: Common Stock
Date: 2026-09-22 | Code: S (Open market sale)
Shares: -500 | Price: $935.55
Total Value: $467,775.00
Shares Owned After: 110,627 | Ownership: D (Direct)
Footnotes:
[F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
[Transaction #3]
Security: Common Stock
Date: 2026-09-23 | Code: S (Open market sale)
Shares: -500 | Price: $946.56
Total Value: $473,280.00
Shares Owned After: 110,127 | Ownership: D (Direct)
Footnotes:
[F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
--- Footnotes (Complete Index) ---
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
--- Signature ---
/s/ /s/ Jae Kim as Attorney-in-Fact (2026-09-23)