Uber

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-09-16 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Uber Technologies, Inc (UBER) CIK: 0001543151 --- Reporting Owner --- Name: Krishnamurthy Balaji (A) CIK: 0002111867 Role: Officer (Chief Financial Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-09-16 | Code: M (Exercise of derivative) Shares: +567 Shares Owned After: 41,972 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [Transaction #2] Security: Common Stock Date: 2026-09-16 | Code: M (Exercise of derivative) Shares: +885 Shares Owned After: 42,857 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [Transaction #3] Security: Common Stock Date: 2026-09-16 | Code: M (Exercise of derivative) Shares: +687 Shares Owned After: 43,544 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [Transaction #4] Security: Common Stock Date: 2026-09-16 | Code: M (Exercise of derivative) Shares: +490 Shares Owned After: 44,034 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [Transaction #5] Security: Common Stock Date: 2026-09-16 | Code: M (Exercise of derivative) Shares: +1,158 Shares Owned After: 45,192 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [Transaction #6] Security: Common Stock Date: 2026-09-16 | Code: M (Exercise of derivative) Shares: +606 Shares Owned After: 45,798 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [Transaction #7] Security: Common Stock Date: 2026-09-16 | Code: F (Payment of exercise/tax) Shares: -282 | Price: $70.97 Total Value: $20,013.54 Shares Owned After: 45,516 | Ownership: D (Direct) Footnotes: [F2] Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. [Transaction #8] Security: Common Stock Date: 2026-09-16 | Code: F (Payment of exercise/tax) Shares: -439 | Price: $70.97 Total Value: $31,155.83 Shares Owned After: 45,077 | Ownership: D (Direct) Footnotes: [F2] Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. [Transaction #9] Security: Common Stock Date: 2026-09-16 | Code: F (Payment of exercise/tax) Shares: -341 | Price: $70.97 Total Value: $24,200.77 Shares Owned After: 44,736 | Ownership: D (Direct) Footnotes: [F2] Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. [Transaction #10] Security: Common Stock Date: 2026-09-16 | Code: F (Payment of exercise/tax) Shares: -245 | Price: $70.97 Total Value: $17,387.65 Shares Owned After: 44,491 | Ownership: D (Direct) Footnotes: [F2] Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. [Transaction #11] Security: Common Stock Date: 2026-09-16 | Code: F (Payment of exercise/tax) Shares: -608 | Price: $70.97 Total Value: $43,149.76 Shares Owned After: 43,883 | Ownership: D (Direct) Footnotes: [F2] Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. [Transaction #12] Security: Common Stock Date: 2026-09-16 | Code: F (Payment of exercise/tax) Shares: -331 | Price: $70.97 Total Value: $23,491.07 Shares Owned After: 43,552 | Ownership: D (Direct) Footnotes: [F2] Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. --- Derivative Transactions --- [Transaction #1] Security: Restricted Stock Units Date: 2026-09-16 | Code: M (Exercise of derivative) Shares: -567 | Price: $0.00 Shares Owned After: 64,572 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [F3] The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F3] The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #2] Security: Restricted Stock Units Date: 2026-09-16 | Code: M (Exercise of derivative) Shares: -885 | Price: $0.00 Shares Owned After: 37,172 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [F4] The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F4] The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #3] Security: Restricted Stock Units Date: 2026-09-16 | Code: M (Exercise of derivative) Shares: -687 | Price: $0.00 Shares Owned After: 20,603 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [F5] The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F5] The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #4] Security: Restricted Stock Units Date: 2026-09-16 | Code: M (Exercise of derivative) Shares: -490 | Price: $0.00 Shares Owned After: 8,820 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [F6] The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F6] The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #5] Security: Restricted Stock Units Date: 2026-09-16 | Code: M (Exercise of derivative) Shares: -1,158 | Price: $0.00 Shares Owned After: 13,895 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [F7] The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F7] The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #6] Security: Restricted Stock Units Date: 2026-09-16 | Code: M (Exercise of derivative) Shares: -606 | Price: $0.00 Shares Owned After: 3,638 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [F8] The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F8] The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. --- Footnotes (Complete Index) --- F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2: Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. F3: The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F4: The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F5: The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F6: The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F7: The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F8: The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. --- Signature --- /s/ /s/ Carolyn Mo by Power of Attorney for Balaji Krishnamurthy (2026-09-18)