=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-09-16
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: Uber Technologies, Inc (UBER)
CIK: 0001543151
--- Reporting Owner ---
Name: Hazelbaker Jill
CIK: 0001775297
Role: Officer (See Remarks)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-09-16 | Code: M (Exercise of derivative)
Shares: +352
Shares Owned After: 149,877 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[Transaction #2]
Security: Common Stock
Date: 2026-09-16 | Code: M (Exercise of derivative)
Shares: +1,416
Shares Owned After: 151,293 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[Transaction #3]
Security: Common Stock
Date: 2026-09-16 | Code: M (Exercise of derivative)
Shares: +1,888
Shares Owned After: 153,181 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[Transaction #4]
Security: Common Stock
Date: 2026-09-16 | Code: M (Exercise of derivative)
Shares: +1,465
Shares Owned After: 154,646 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[Transaction #5]
Security: Common Stock
Date: 2026-09-16 | Code: M (Exercise of derivative)
Shares: +1,493
Shares Owned After: 156,139 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[Transaction #6]
Security: Common Stock
Date: 2026-09-16 | Code: M (Exercise of derivative)
Shares: +2,547
Shares Owned After: 158,686 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[Transaction #7]
Security: Common Stock
Date: 2026-09-16 | Code: F (Payment of exercise/tax)
Shares: -177 | Price: $70.97
Total Value: $12,561.69
Shares Owned After: 158,509 | Ownership: D (Direct)
Footnotes:
[F2] Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
[Transaction #8]
Security: Common Stock
Date: 2026-09-16 | Code: F (Payment of exercise/tax)
Shares: -710 | Price: $70.97
Total Value: $50,388.70
Shares Owned After: 157,799 | Ownership: D (Direct)
Footnotes:
[F2] Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
[Transaction #9]
Security: Common Stock
Date: 2026-09-16 | Code: F (Payment of exercise/tax)
Shares: -946 | Price: $70.97
Total Value: $67,137.62
Shares Owned After: 156,853 | Ownership: D (Direct)
Footnotes:
[F2] Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
[Transaction #10]
Security: Common Stock
Date: 2026-09-16 | Code: F (Payment of exercise/tax)
Shares: -734 | Price: $70.97
Total Value: $52,091.98
Shares Owned After: 156,119 | Ownership: D (Direct)
Footnotes:
[F2] Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
[Transaction #11]
Security: Common Stock
Date: 2026-09-16 | Code: F (Payment of exercise/tax)
Shares: -748 | Price: $70.97
Total Value: $53,085.56
Shares Owned After: 155,371 | Ownership: D (Direct)
Footnotes:
[F2] Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
[Transaction #12]
Security: Common Stock
Date: 2026-09-16 | Code: F (Payment of exercise/tax)
Shares: -1,312 | Price: $70.97
Total Value: $93,112.64
Shares Owned After: 154,059 | Ownership: D (Direct)
Footnotes:
[F2] Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
--- Derivative Transactions ---
[Transaction #1]
Security: Restricted Stock Units
Date: 2026-09-16 | Code: M (Exercise of derivative)
Shares: -352 | Price: $0.00
Shares Owned After: 15,450 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[F4] The reporting person was granted 16,855 RSUs on May 11, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on June 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[F4] The reporting person was granted 16,855 RSUs on May 11, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on June 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[Transaction #2]
Security: Restricted Stock Units
Date: 2026-09-16 | Code: M (Exercise of derivative)
Shares: -1,416 | Price: $0.00
Shares Owned After: 59,475 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[F5] The reporting person was granted 67,971 RSUs on March 18, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[F5] The reporting person was granted 67,971 RSUs on March 18, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[Transaction #3]
Security: Restricted Stock Units
Date: 2026-09-16 | Code: M (Exercise of derivative)
Shares: -1,888 | Price: $0.00
Shares Owned After: 79,300 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[F6] The reporting person was granted 90,628 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[F6] The reporting person was granted 90,628 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[Transaction #4]
Security: Restricted Stock Units
Date: 2026-09-16 | Code: M (Exercise of derivative)
Shares: -1,465 | Price: $0.00
Shares Owned After: 43,952 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[F7] The reporting person was granted 70,323 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[F7] The reporting person was granted 70,323 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[Transaction #5]
Security: Restricted Stock Units
Date: 2026-09-16 | Code: M (Exercise of derivative)
Shares: -1,493 | Price: $0.00
Shares Owned After: 26,878 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[F8] The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[F8] The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[Transaction #6]
Security: Restricted Stock Units
Date: 2026-09-16 | Code: M (Exercise of derivative)
Shares: -2,547 | Price: $0.00
Shares Owned After: 15,279 | Ownership: D (Direct)
Footnotes:
[F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[F9] The reporting person was granted 122,235 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
[F9] The reporting person was granted 122,235 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
--- Holdings ---
[Holding #1]
Security: Common Stock
Ownership: I (Indirect)
Footnotes:
[F3] Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
--- Footnotes (Complete Index) ---
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
F3: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4: The reporting person was granted 16,855 RSUs on May 11, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on June 16, 2026 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F5: The reporting person was granted 67,971 RSUs on March 18, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F6: The reporting person was granted 90,628 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F7: The reporting person was granted 70,323 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F8: The reporting person was granted 71,674 RSUs on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F9: The reporting person was granted 122,235 RSUs on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
--- Signature ---
/s/ /s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker (2026-09-18)
