4Filing Date: Sep 15, 2026
Lumentum (LITE)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001489550-26-000011
Total Value$1.32M
Trades3
Insiders1
Transaction Details
Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$841.51
Total Value$420.8K
Shares Owned After113.13K
Transaction DateSep 15, 2026
10b5-1
Footnotes ▸
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$862.14
Total Value$431.1K
Shares Owned After113.63K
Transaction DateSep 14, 2026
10b5-1
Footnotes ▸
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$944.41
Total Value$472.2K
Shares Owned After114.13K
Transaction DateSep 11, 2026
10b5-1
Footnotes ▸
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
Post-Transaction Holdings
Wupen Yuen · PRESIDENT, GLOBAL BUS. UNITS
| Security | Shares | Change |
|---|---|---|
| Common Stock | 113.13K | -1.50K (-1.31%) |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-09-11
10b5-1 Pre-arranged Plan: Yes
--- Issuer ---
Name: Lumentum Holdings Inc. (LITE)
CIK: 0001633978
--- Reporting Owner ---
Name: Wupen Yuen
CIK: 0001489550
Role: Officer (PRESIDENT, GLOBAL BUS. UNITS)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-09-11 | Code: S (Open market sale)
Shares: -500 | Price: $944.41
Total Value: $472,205.00
Shares Owned After: 114,127 | Ownership: D (Direct)
Footnotes:
[F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
[Transaction #2]
Security: Common Stock
Date: 2026-09-14 | Code: S (Open market sale)
Shares: -500 | Price: $862.14
Total Value: $431,070.00
Shares Owned After: 113,627 | Ownership: D (Direct)
Footnotes:
[F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
[Transaction #3]
Security: Common Stock
Date: 2026-09-15 | Code: S (Open market sale)
Shares: -500 | Price: $841.51
Total Value: $420,755.00
Shares Owned After: 113,127 | Ownership: D (Direct)
Footnotes:
[F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
--- Footnotes (Complete Index) ---
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
--- Signature ---
/s/ /s/ Jae Kim as Attorney-in-Fact (2026-09-15)