4Filing Date: Sep 15, 2026

Lumentum (LITE)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001489550-26-000011
Total Value$1.32M
Trades3
Insiders1

Transaction Details

Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$841.51
Total Value$420.8K
Shares Owned After113.13K
Transaction DateSep 15, 2026
10b5-1
Footnotes ▸

These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$862.14
Total Value$431.1K
Shares Owned After113.63K
Transaction DateSep 14, 2026
10b5-1
Footnotes ▸

These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$944.41
Total Value$472.2K
Shares Owned After114.13K
Transaction DateSep 11, 2026
10b5-1
Footnotes ▸

These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Post-Transaction Holdings

Wupen Yuen · PRESIDENT, GLOBAL BUS. UNITS
SecuritySharesChange
Common Stock113.13K-1.50K (-1.31%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-09-11 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: Lumentum Holdings Inc. (LITE) CIK: 0001633978 --- Reporting Owner --- Name: Wupen Yuen CIK: 0001489550 Role: Officer (PRESIDENT, GLOBAL BUS. UNITS) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-09-11 | Code: S (Open market sale) Shares: -500 | Price: $944.41 Total Value: $472,205.00 Shares Owned After: 114,127 | Ownership: D (Direct) Footnotes: [F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026. [Transaction #2] Security: Common Stock Date: 2026-09-14 | Code: S (Open market sale) Shares: -500 | Price: $862.14 Total Value: $431,070.00 Shares Owned After: 113,627 | Ownership: D (Direct) Footnotes: [F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026. [Transaction #3] Security: Common Stock Date: 2026-09-15 | Code: S (Open market sale) Shares: -500 | Price: $841.51 Total Value: $420,755.00 Shares Owned After: 113,127 | Ownership: D (Direct) Footnotes: [F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026. --- Footnotes (Complete Index) --- F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026. --- Signature --- /s/ /s/ Jae Kim as Attorney-in-Fact (2026-09-15)

keid analysis is for reference only and does not constitute investment advice.