Alibaba

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-09-10 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Alibaba Group Holding Ltd (BABA) CIK: 0001577552 --- Reporting Owner --- Name: Wu Yongming CIK: 0002121606 Role: Director, Officer (Chief Executive Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Ordinary Shares Date: 2026-09-10 | Code: M (Exercise of derivative) Shares: +320,000 Shares Owned After: 1,684,418 | Ownership: D (Direct) Footnotes: [F1] Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. --- Derivative Transactions --- [Transaction #1] Security: Restricted Share Units Date: 2026-09-10 | Code: M (Exercise of derivative) Shares: -320,000 | Price: $0.00 Shares Owned After: 640,000 | Ownership: D (Direct) Footnotes: [F2] Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs in this award. [F3] Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in five equal annual installments beginning on Sep 10, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 10, 2026. [F3] Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in five equal annual installments beginning on Sep 10, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 10, 2026. [F2] Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs in this award. [F2] Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs in this award. [F3] Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in five equal annual installments beginning on Sep 10, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 10, 2026. --- Holdings --- [Holding #1] Security: Ordinary Shares Ownership: I (Indirect) [Holding #2] Security: Ordinary Shares Ownership: I (Indirect) --- Footnotes (Complete Index) --- F1: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. F2: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs in this award. F3: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in five equal annual installments beginning on Sep 10, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 10, 2026. --- Signature --- /s/ /s/ Kevin Jinwei Zhang, as Attorney-in-Fact for Eddie Yongming Wu (2026-09-14)