4Filing Date: Sep 10, 2026

NetApp (NTAP)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001193125-26-388066
Total Value$0
Trades3
Insiders1

Transaction Details

HELD GERALD
Director·Direct
Grant · Acquire
Restricted Stock UnitDerivative
Shares+1.54K
Price-
Total Value$0
Shares Owned After1.54K
Transaction DateSep 9, 2026
Footnotes ▸

Restricted stock units convert into common stock on a one-for-one basis. | Restricted stock units convert into common stock on a one-for-one basis. | On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. | On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.

HELD GERALD
Director·Direct
Exercise · Acquire
Common Shares
Shares+2.31K
Price-
Total Value$0
Shares Owned After16.08K
Transaction DateSep 8, 2026
Footnotes ▸

Restricted stock units convert into common stock on a one-for-one basis.

HELD GERALD
Director·Direct
Exercise · Dispose
Restricted Stock UnitDerivative
Shares-2.31K
Price-
Total Value$0
Shares Owned After0
Transaction DateSep 8, 2026
Footnotes ▸

Restricted stock units convert into common stock on a one-for-one basis. | Restricted stock units convert into common stock on a one-for-one basis. | On September 10, 2025, the reporting person was granted 2,307 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders. | On September 10, 2025, the reporting person was granted 2,307 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders.

Post-Transaction Holdings

HELD GERALD · Director
SecuritySharesChange
Common Shares16.08K+2.31K (16.75%)
Restricted Stock Unit1.54K-765 (-33.16%)
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Deep Analysis

NetApp director Gerald Held converted 2,307 vested restricted stock units into common stock and picked up a fresh 1,542-unit annual RSU grant — he exercised, he didn't sell.

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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-09-08 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: NetApp, Inc. (NTAP) CIK: 0001002047 --- Reporting Owner --- Name: HELD GERALD CIK: 0001212064 Role: Director --- Non-Derivative Transactions --- [Transaction #1] Security: Common Shares Date: 2026-09-08 | Code: M (Exercise of derivative) Shares: +2,307 Shares Owned After: 16,082 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units convert into common stock on a one-for-one basis. --- Derivative Transactions --- [Transaction #1] Security: Restricted Stock Unit Date: 2026-09-08 | Code: M (Exercise of derivative) Shares: -2,307 Shares Owned After: 0 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units convert into common stock on a one-for-one basis. [F1] Restricted stock units convert into common stock on a one-for-one basis. [F2] On September 10, 2025, the reporting person was granted 2,307 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders. [F2] On September 10, 2025, the reporting person was granted 2,307 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders. [Transaction #2] Security: Restricted Stock Unit Date: 2026-09-09 | Code: A (Grant or award) Shares: +1,542 Shares Owned After: 1,542 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units convert into common stock on a one-for-one basis. [F1] Restricted stock units convert into common stock on a one-for-one basis. [F3] On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. [F3] On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. --- Footnotes (Complete Index) --- F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On September 10, 2025, the reporting person was granted 2,307 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders. F3: On September 9, 2026, the reporting person was granted 1,542 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. --- Signature --- /s/ /s/ Colin Lloyd, Attorney-in-Fact for Gerald Held (2026-09-10)

keid analysis is for reference only and does not constitute investment advice.