4Filing Date: Sep 9, 2026
Rocket (RKT)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001805284-26-000099
Total Value$2.60M
Trades2
Insiders1
Transaction Details
Krishna Varun
Chief Executive Officer, Director·Direct
Tax W/H · Dispose
Class A common stock
Shares-58.26K
Price$14.06
Total Value$819.1K
Shares Owned After1.96M
Transaction DateSep 8, 2026
Footnotes ▸
Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Krishna Varun
Chief Executive Officer, Director·Direct
Tax W/H · Dispose
Class A common stock
Shares-127.00K
Price$14.06
Total Value$1.79M
Shares Owned After2.02M
Transaction DateSep 7, 2026
Footnotes ▸
Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Post-Transaction Holdings
Krishna Varun · Chief Executive Officer, Director
| Security | Shares | Change |
|---|---|---|
| Class A common stock | 1.96M | -185.26K (-8.64%) |
auto_awesomeDeep Analysis
Deep Analysis
Rocket Companies CEO Krishna Varun had 185,258 shares withheld to cover tax obligations on RSU vesting — a passive, mandatory transaction, not an active market sale.
lock
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-09-07
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: Rocket Companies, Inc. (RKT)
CIK: 0001805284
--- Reporting Owner ---
Name: Krishna Varun
CIK: 0001931906
Role: Director, Officer (Chief Executive Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Class A common stock
Date: 2026-09-07 | Code: F (Payment of exercise/tax)
Shares: -126,999 | Price: $14.06
Total Value: $1,785,605.94
Shares Owned After: 2,016,923 | Ownership: D (Direct)
Footnotes:
[F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
[Transaction #2]
Security: Class A common stock
Date: 2026-09-08 | Code: F (Payment of exercise/tax)
Shares: -58,259 | Price: $14.06
Total Value: $819,121.54
Shares Owned After: 1,958,664 | Ownership: D (Direct)
Footnotes:
[F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
--- Footnotes (Complete Index) ---
F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
--- Signature ---
/s/ /s/ Elisabeth Gormley, attorney in fact (2026-09-09)