4Filing Date: Sep 9, 2026
Rocket (RKT)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001805284-26-000100
Total Value$867.1K
Trades2
Insiders1
Transaction Details
Lovier Heather M.
Chief Operating Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-61.67K
Price$14.06
Total Value$867.1K
Shares Owned After2.26M
Transaction DateSep 7, 2026
Footnotes ▸
Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. | Includes 1,413,489 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.
Lovier Heather M.
Chief Operating Officer·Direct
Class L-2 common stock
Shares0
Price-
Total Value$0
Shares Owned After1.41M
Post-Transaction Holdings
Lovier Heather M. · Chief Operating Officer
| Security | Shares | Change |
|---|---|---|
| Class A common stock | 2.26M | -61.67K (-2.66%) |
| Class L-2 common stock | 1.41M | - |
auto_awesomeDeep Analysis
Deep Analysis
Rocket COO Heather M. Lovier had 61,669 shares withheld at $14.06 to cover RSU vesting tax — a passive, nondiscretionary transaction, not an open-market sale.
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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-09-07
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: Rocket Companies, Inc. (RKT)
CIK: 0001805284
--- Reporting Owner ---
Name: Lovier Heather M.
CIK: 0002028260
Role: Officer (Chief Operating Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Class A common stock
Date: 2026-09-07 | Code: F (Payment of exercise/tax)
Shares: -61,669 | Price: $14.06
Total Value: $867,066.14
Shares Owned After: 2,259,115 | Ownership: D (Direct)
Footnotes:
[F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
[F2] Includes 1,413,489 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.
--- Holdings ---
[Holding #1]
Security: Class L-2 common stock
Ownership: D (Direct)
--- Footnotes (Complete Index) ---
F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
F2: Includes 1,413,489 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.
--- Signature ---
/s/ /s/ Elisabeth Gormley, attorney in fact (2026-09-09)