4Filing Date: Sep 9, 2026
Rocket (RKT)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001805284-26-000102
Total Value$533.3K
Trades1
Insiders1
Transaction Details
Malhotra Shawn
Chief Technology Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-37.93K
Price$14.06
Total Value$533.3K
Shares Owned After867.34K
Transaction DateSep 7, 2026
Footnotes ▸
Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Post-Transaction Holdings
Malhotra Shawn · Chief Technology Officer
| Security | Shares | Change |
|---|---|---|
| Class A common stock | 867.34K | -37.93K (-4.19%) |
auto_awesomeDeep Analysis
Deep Analysis
Rocket Companies CTO Shawn Malhotra had 37,930 shares withheld to settle RSU tax obligations — a passive, non-discretionary reduction.
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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-09-07
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: Rocket Companies, Inc. (RKT)
CIK: 0001805284
--- Reporting Owner ---
Name: Malhotra Shawn
CIK: 0002028112
Role: Officer (Chief Technology Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Class A common stock
Date: 2026-09-07 | Code: F (Payment of exercise/tax)
Shares: -37,930 | Price: $14.06
Total Value: $533,295.80
Shares Owned After: 867,341 | Ownership: D (Direct)
Footnotes:
[F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
--- Footnotes (Complete Index) ---
F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
--- Signature ---
/s/ /s/ Elisabeth Gormley, attorney in fact (2026-09-09)