Rocket (RKT)

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-09-07 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Rocket Companies, Inc. (RKT) CIK: 0001805284 --- Reporting Owner --- Name: Brown Brian Nicholas CIK: 0001820672 Role: Officer (President & Chief Fin Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Class A common stock Date: 2026-09-07 | Code: F (Payment of exercise/tax) Shares: -44,042 | Price: $14.06 Total Value: $619,230.52 Shares Owned After: 1,638,741 | Ownership: D (Direct) Footnotes: [F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. [F2] Includes 395,777 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. [Transaction #2] Security: Class A common stock Date: 2026-09-08 | Code: F (Payment of exercise/tax) Shares: -14,675 | Price: $14.06 Total Value: $206,330.50 Shares Owned After: 1,624,066 | Ownership: D (Direct) Footnotes: [F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. [F2] Includes 395,777 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. --- Holdings --- [Holding #1] Security: Class L-2 common stock Ownership: D (Direct) --- Footnotes (Complete Index) --- F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. F2: Includes 395,777 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. --- Signature --- /s/ /s/ Elisabeth Gormley, attorney in fact (2026-09-09)