4Filing Date: Sep 9, 2026

Rocket (RKT)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001805284-26-000105
Total Value$862.1K
Trades2
Insiders1

Transaction Details

Banfield William D.
Chief Business Officer·Direct
Tax W/H · Dispose
Class A common stock
Shares-61.31K
Price$14.06
Total Value$862.1K
Shares Owned After3.67M
Transaction DateSep 7, 2026
Footnotes ▸

Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. | Includes 2,826,979 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.

Banfield William D.
Chief Business Officer·Direct
Class L-2 common stock
Shares0
Price-
Total Value$0
Shares Owned After2.83M

Post-Transaction Holdings

Banfield William D. · Chief Business Officer
SecuritySharesChange
Class A common stock3.67M-61.31K (-1.64%)
Class L-2 common stock2.83M-
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Deep Analysis

Rocket's Chief Business Officer William Banfield had 61,315 Class A shares withheld to cover RSU vesting taxes — a passive, non-market disposition, not a sale.

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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-09-07 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Rocket Companies, Inc. (RKT) CIK: 0001805284 --- Reporting Owner --- Name: Banfield William D. CIK: 0002028108 Role: Officer (Chief Business Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Class A common stock Date: 2026-09-07 | Code: F (Payment of exercise/tax) Shares: -61,315 | Price: $14.06 Total Value: $862,088.90 Shares Owned After: 3,667,548 | Ownership: D (Direct) Footnotes: [F1] Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. [F2] Includes 2,826,979 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. --- Holdings --- [Holding #1] Security: Class L-2 common stock Ownership: D (Direct) --- Footnotes (Complete Index) --- F1: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan. F2: Includes 2,826,979 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3. --- Signature --- /s/ /s/ Elisabeth Gormley, attorney in fact (2026-09-09)

keid analysis is for reference only and does not constitute investment advice.