=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-09-03
10b5-1 Pre-arranged Plan: Yes
--- Issuer ---
Name: Robinhood Markets, Inc. (HOOD)
CIK: 0001783879
--- Reporting Owner ---
Name: Gallagher Daniel Martin Jr
CIK: 0001705560
Role: Officer (Chief Legal Officer)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Class A Common Stock
Date: 2026-09-03 | Code: S (Open market sale)
Shares: -100 | Price: $113.45
Total Value: $11,345.00
Shares Owned After: 519,843 | Ownership: D (Direct)
Footnotes:
[F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
[F2] This transaction was executed during the day at the price above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request,
full information regarding the number of shares and prices at which the trades were made.
[Transaction #2]
Security: Class A Common Stock
Date: 2026-09-03 | Code: S (Open market sale)
Shares: -100 | Price: $115.84
Total Value: $11,584.00
Shares Owned After: 519,743 | Ownership: D (Direct)
Footnotes:
[F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
[F2] This transaction was executed during the day at the price above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request,
full information regarding the number of shares and prices at which the trades were made.
[Transaction #3]
Security: Class A Common Stock
Date: 2026-09-03 | Code: S (Open market sale)
Shares: -200 | Price: $117.17
Total Value: $23,433.00
Shares Owned After: 519,543 | Ownership: D (Direct)
Footnotes:
[F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
[F3] This transaction was executed in multiple trades during the day at prices ranging from $116.91 to $117.42. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
[Transaction #4]
Security: Class A Common Stock
Date: 2026-09-03 | Code: S (Open market sale)
Shares: -300 | Price: $118.37
Total Value: $35,511.99
Shares Owned After: 519,243 | Ownership: D (Direct)
Footnotes:
[F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
[F4] This transaction was executed in multiple trades during the day at prices ranging from $118.05 to $118.74. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
[Transaction #5]
Security: Class A Common Stock
Date: 2026-09-03 | Code: S (Open market sale)
Shares: -900 | Price: $119.60
Total Value: $107,641.98
Shares Owned After: 518,343 | Ownership: D (Direct)
Footnotes:
[F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
[F5] This transaction was executed in multiple trades during the day at prices ranging from $119.21 to $120.12. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
[Transaction #6]
Security: Class A Common Stock
Date: 2026-09-03 | Code: S (Open market sale)
Shares: -400 | Price: $120.77
Total Value: $48,309.00
Shares Owned After: 517,943 | Ownership: D (Direct)
Footnotes:
[F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
[F6] This transaction was executed in multiple trades during the day at prices ranging from $120.28 to $120.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
[Transaction #7]
Security: Class A Common Stock
Date: 2026-09-03 | Code: S (Open market sale)
Shares: -800 | Price: $121.66
Total Value: $97,326.00
Shares Owned After: 517,143 | Ownership: D (Direct)
Footnotes:
[F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
[F7] This transaction was executed in multiple trades during the day at prices ranging from $121.34 to $122.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
[Transaction #8]
Security: Class A Common Stock
Date: 2026-09-03 | Code: S (Open market sale)
Shares: -3,800 | Price: $123.00
Total Value: $467,384.80
Shares Owned After: 513,343 | Ownership: D (Direct)
Footnotes:
[F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
[F8] This transaction was executed in multiple trades during the day at prices ranging from $122.45 to $123.41. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
[Transaction #9]
Security: Class A Common Stock
Date: 2026-09-03 | Code: S (Open market sale)
Shares: -2,700 | Price: $123.91
Total Value: $334,565.91
Shares Owned After: 510,643 | Ownership: D (Direct)
Footnotes:
[F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
[F9] This transaction was executed in multiple trades during the day at prices ranging from $123.45 to $124.39. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
[Transaction #10]
Security: Class A Common Stock
Date: 2026-09-03 | Code: S (Open market sale)
Shares: -700 | Price: $124.62
Total Value: $87,233.44
Shares Owned After: 509,943 | Ownership: D (Direct)
Footnotes:
[F1] This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
[F10] This transaction was executed in multiple trades during the day at prices ranging from $124.46 to $124.84. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
--- Footnotes (Complete Index) ---
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
F10: This transaction was executed in multiple trades during the day at prices ranging from $124.46 to $124.84. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F2: This transaction was executed during the day at the price above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request,
full information regarding the number of shares and prices at which the trades were made.
F3: This transaction was executed in multiple trades during the day at prices ranging from $116.91 to $117.42. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F4: This transaction was executed in multiple trades during the day at prices ranging from $118.05 to $118.74. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F5: This transaction was executed in multiple trades during the day at prices ranging from $119.21 to $120.12. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F6: This transaction was executed in multiple trades during the day at prices ranging from $120.28 to $120.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F7: This transaction was executed in multiple trades during the day at prices ranging from $121.34 to $122.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F8: This transaction was executed in multiple trades during the day at prices ranging from $122.45 to $123.41. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F9: This transaction was executed in multiple trades during the day at prices ranging from $123.45 to $124.39. The weighted-average price is reported above. The Reporting Person hereby undertakes to
provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
--- Signature ---
/s/ /s/ Maureen Montgomery, attorney-in-fact for Daniel M. Gallagher, Jr. (2026-09-04)
