4Filing Date: Sep 4, 2026

Rocket Lab (RKLB)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0002001011-26-000136
Total Value$8.93M
Trades5
Insiders1

Transaction Details

Spice Adam C.
Chief Financial Officer·Direct
Exercise · Acquire
Common Stock
Shares+140.16K
Price$1.09
Total Value$152.8K
Shares Owned After1.30M
Transaction DateSep 2, 2026
10b5-1
Spice Adam C.
Chief Financial Officer·Direct
Sell · Dispose
Common Stock
Shares-72.90K
Price$62.97
Total Value$4.59M
Shares Owned After1.16M
Transaction DateSep 2, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $62.5900 to $63.4700. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Spice Adam C.
Chief Financial Officer·Direct
Sell · Dispose
Common Stock
Shares-67.26K
Price$62.26
Total Value$4.19M
Shares Owned After1.23M
Transaction DateSep 2, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.5900 to $62.5800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Spice Adam C.
Chief Financial Officer·Direct
Exercise · Dispose
Employee Stock Option (right to buy)Derivative
Shares-140.16K
Price$0.00
Total Value$0
Shares Owned After2.38M
Transaction DateSep 2, 2026
Exercise Price$1.09
ExpiresAug 3, 2028
10b5-1
Footnotes ▸

The stock option was granted on August 3, 2018, and had a vesting commencement date of May 25, 2018. 1/4 of the shares subject to the stock option vest on the one year anniversary of the vesting commencement date, and 1/48 of the shares subject to the stock option vest on a monthly basis each month thereafter, subject, in each case, to the reporting person's continued service relationship through each applicable vesting date.

Spice Adam C.
Chief Financial Officer·Indirect · by Trust
Common Stock
Shares0
Price-
Total Value$0
Shares Owned After250.00K
10b5-1Holding Only

Post-Transaction Holdings

Spice Adam C. · Chief Financial Officer
SecuritySharesChange
Common Stock1.55M-
Employee Stock Option (right to buy)2.38M-140.16K (-5.56%)
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Deep Analysis

Rocket Lab CFO Adam Spice exercised 140,157 options at $1.09 and sold all 140,157 shares at roughly $62.6 — a passive, pre-arranged exercise-and-sale that leaves his common stake unchanged.

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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-09-02 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: Rocket Lab Corp (RKLB) CIK: 0001819994 --- Reporting Owner --- Name: Spice Adam C. CIK: 0001509421 Role: Officer (Chief Financial Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-09-02 | Code: M (Exercise of derivative) Shares: +140,157 | Price: $1.09 Total Value: $152,771.13 Shares Owned After: 1,296,124 | Ownership: D (Direct) [Transaction #2] Security: Common Stock Date: 2026-09-02 | Code: S (Open market sale) Shares: -67,257 | Price: $62.26 Total Value: $4,187,178.69 Shares Owned After: 1,228,867 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. [F2] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.5900 to $62.5800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. [Transaction #3] Security: Common Stock Date: 2026-09-02 | Code: S (Open market sale) Shares: -72,900 | Price: $62.97 Total Value: $4,590,542.16 Shares Owned After: 1,155,967 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. [F3] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $62.5900 to $63.4700. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. --- Derivative Transactions --- [Transaction #1] Security: Employee Stock Option (right to buy) Date: 2026-09-02 | Code: M (Exercise of derivative) Shares: -140,157 | Price: $0.00 Exercise Price: $1.09 Exercisable: N/A | Expires: 2028-08-03 Shares Owned After: 2,382,668 | Ownership: D (Direct) Footnotes: [F4] The stock option was granted on August 3, 2018, and had a vesting commencement date of May 25, 2018. 1/4 of the shares subject to the stock option vest on the one year anniversary of the vesting commencement date, and 1/48 of the shares subject to the stock option vest on a monthly basis each month thereafter, subject, in each case, to the reporting person's continued service relationship through each applicable vesting date. --- Holdings --- [Holding #1] Security: Common Stock Ownership: I (Indirect) --- Footnotes (Complete Index) --- F1: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026. F2: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $61.5900 to $62.5800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $62.5900 to $63.4700. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4: The stock option was granted on August 3, 2018, and had a vesting commencement date of May 25, 2018. 1/4 of the shares subject to the stock option vest on the one year anniversary of the vesting commencement date, and 1/48 of the shares subject to the stock option vest on a monthly basis each month thereafter, subject, in each case, to the reporting person's continued service relationship through each applicable vesting date. --- Signature --- /s/ By: /s/ Arjun Kampani, as Attorney-in-Fact For: Adam Spice (2026-09-04)

keid analysis is for reference only and does not constitute investment advice.