Roku

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-09-01 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: ROKU, INC (ROKU) CIK: 0001428439 --- Reporting Owner --- Name: Handman Christopher T. CIK: 0001699291 Role: Officer (SVP & General Counsel) --- Non-Derivative Transactions --- [Transaction #1] Security: Class A Common Stock Date: 2026-09-01 | Code: M (Exercise of derivative) Shares: +11,898 | Price: $0.00 Shares Owned After: 17,896 | Ownership: D (Direct) [Transaction #2] Security: Class A Common Stock Date: 2026-09-01 | Code: F (Payment of exercise/tax) Shares: -5,900 | Price: $155.53 Total Value: $917,627.00 Shares Owned After: 11,996 | Ownership: D (Direct) Footnotes: [F1] Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026. [Transaction #3] Security: Class A Common Stock Date: 2026-09-02 | Code: S (Open market sale) Shares: -2,999 | Price: $155.64 Total Value: $466,764.36 Shares Owned After: 8,997 | Ownership: D (Direct) Footnotes: [F2] Shares sold pursuant to Mr. Handman's 10b5-1 plan. --- Derivative Transactions --- [Transaction #1] Security: Restricted Stock Unit Date: 2026-09-01 | Code: M (Exercise of derivative) Shares: -11,898 | Price: $0.00 Shares Owned After: 59,492 | Ownership: D (Direct) Footnotes: [F3] Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. [F4] This RSU vests in eight substantially equal quarterly installments. The first installment vested on March 1, 2026 (or the next business day). [F4] This RSU vests in eight substantially equal quarterly installments. The first installment vested on March 1, 2026 (or the next business day). --- Footnotes (Complete Index) --- F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026. F2: Shares sold pursuant to Mr. Handman's 10b5-1 plan. F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4: This RSU vests in eight substantially equal quarterly installments. The first installment vested on March 1, 2026 (or the next business day). --- Signature --- /s/ /s/ Renee Strandness, attorney-in-fact (2026-09-03)