4Filing Date: Sep 3, 2026

Moderna (MRNA)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001682852-26-000165
Total Value$168.0K
Trades3
Insiders1

Transaction Details

Mock James M
Chief Financial Officer·Direct
Exercise · Dispose
Restricted Stock UnitsDerivative
Shares-2.48K
Price$0.00
Total Value$0
Shares Owned After24.75K
Transaction DateSep 1, 2026
Footnotes ▸

Restricted stock units convert into common stock on a one-for-one basis. | Restricted stock units convert into common stock on a one-for-one basis. | 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter. | 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Mock James M
Chief Financial Officer·Direct
Exercise · Acquire
Common Stock
Shares+2.48K
Price-
Total Value$0
Shares Owned After69.48K
Transaction DateSep 1, 2026
Footnotes ▸

Restricted stock units convert into common stock on a one-for-one basis. | Restricted stock units convert into common stock on a one-for-one basis.

Mock James M
Chief Financial Officer·Direct
Tax W/H · Dispose
Common Stock
Shares-1.20K
Price$140.34
Total Value$168.0K
Shares Owned After68.28K
Transaction DateSep 1, 2026
Footnotes ▸

Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Post-Transaction Holdings

Mock James M · Chief Financial Officer
SecuritySharesChange
Common Stock69.48K+1.28K (1.87%)
Restricted Stock Units24.75K-2.48K (-9.09%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-09-01 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Moderna, Inc. (MRNA) CIK: 0001682852 --- Reporting Owner --- Name: Mock James M CIK: 0001736359 Role: Officer (Chief Financial Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-09-01 | Code: M (Exercise of derivative) Shares: +2,475 Shares Owned After: 69,479 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units convert into common stock on a one-for-one basis. [F1] Restricted stock units convert into common stock on a one-for-one basis. [Transaction #2] Security: Common Stock Date: 2026-09-01 | Code: F (Payment of exercise/tax) Shares: -1,197 | Price: $140.34 Total Value: $167,986.98 Shares Owned After: 68,282 | Ownership: D (Direct) Footnotes: [F2] Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units. --- Derivative Transactions --- [Transaction #1] Security: Restricted Stock Units Date: 2026-09-01 | Code: M (Exercise of derivative) Shares: -2,475 | Price: $0.00 Shares Owned After: 24,755 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units convert into common stock on a one-for-one basis. [F1] Restricted stock units convert into common stock on a one-for-one basis. [F3] 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter. [F3] 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter. --- Footnotes (Complete Index) --- F1: Restricted stock units convert into common stock on a one-for-one basis. F2: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units. F3: 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter. --- Signature --- /s/ /s/ James Dillon, As Attorney-in-Fact (2026-09-03)

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