4Filing Date: Sep 3, 2026

Moderna (MRNA)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001682852-26-000167
Total Value$740.3K
Trades6
Insiders1

Transaction Details

Klinger Shannon Thyme
Chief Legal Officer·Direct
Sell · Dispose
Common Stock
Shares-3.47K
Price$139.95
Total Value$485.8K
Shares Owned After74.13K
Transaction DateSep 1, 2026
10b5-1
Footnotes ▸

The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 9, 2025.

Klinger Shannon Thyme
Chief Legal Officer·Direct
Tax W/H · Dispose
Common Stock
Shares-1.05K
Price$140.34
Total Value$147.1K
Shares Owned After75.25K
Transaction DateSep 1, 2026
10b5-1
Footnotes ▸

Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Klinger Shannon Thyme
Chief Legal Officer·Direct
Exercise · Acquire
Common Stock
Shares+2.17K
Price-
Total Value$0
Shares Owned After76.30K
Transaction DateSep 1, 2026
10b5-1
Footnotes ▸

Restricted stock units convert into common stock on a one-for-one basis. | Restricted stock units convert into common stock on a one-for-one basis.

Klinger Shannon Thyme
Chief Legal Officer·Direct
Exercise · Dispose
Restricted Stock UnitsDerivative
Shares-2.17K
Price$0.00
Total Value$0
Shares Owned After21.66K
Transaction DateSep 1, 2026
10b5-1
Footnotes ▸

Restricted stock units convert into common stock on a one-for-one basis. | Restricted stock units convert into common stock on a one-for-one basis. | 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter. | 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Klinger Shannon Thyme
Chief Legal Officer·Direct
Exercise · Acquire
Common Stock
Shares+3.47K
Price$30.96
Total Value$107.5K
Shares Owned After77.60K
Transaction DateSep 1, 2026
10b5-1
Footnotes ▸

The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 9, 2025.

Klinger Shannon Thyme
Chief Legal Officer·Direct
Exercise · Dispose
Stock Option (Right to Buy)Derivative
Shares-3.47K
Price$0.00
Total Value$0
Shares Owned After34.72K
Transaction DateSep 1, 2026
Exercise Price$30.96
ExpiresMar 1, 2035
10b5-1
Footnotes ▸

The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 9, 2025. | 25% of this option vested and became exercisable on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Post-Transaction Holdings

Klinger Shannon Thyme · Chief Legal Officer
SecuritySharesChange
Common Stock74.13K+1.12K (1.53%)
Restricted Stock Units21.66K-2.17K (-9.09%)
Stock Option (Right to Buy)34.72K-3.47K (-9.09%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-09-01 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: Moderna, Inc. (MRNA) CIK: 0001682852 --- Reporting Owner --- Name: Klinger Shannon Thyme CIK: 0001866132 Role: Officer (Chief Legal Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-09-01 | Code: M (Exercise of derivative) Shares: +3,471 | Price: $30.96 Total Value: $107,462.16 Shares Owned After: 77,600 | Ownership: D (Direct) Footnotes: [F1] The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 9, 2025. [Transaction #2] Security: Common Stock Date: 2026-09-01 | Code: S (Open market sale) Shares: -3,471 | Price: $139.95 Total Value: $485,766.45 Shares Owned After: 74,129 | Ownership: D (Direct) Footnotes: [F1] The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 9, 2025. [Transaction #3] Security: Common Stock Date: 2026-09-01 | Code: M (Exercise of derivative) Shares: +2,166 Shares Owned After: 76,295 | Ownership: D (Direct) Footnotes: [F2] Restricted stock units convert into common stock on a one-for-one basis. [F2] Restricted stock units convert into common stock on a one-for-one basis. [Transaction #4] Security: Common Stock Date: 2026-09-01 | Code: F (Payment of exercise/tax) Shares: -1,048 | Price: $140.34 Total Value: $147,076.32 Shares Owned After: 75,247 | Ownership: D (Direct) Footnotes: [F3] Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units. --- Derivative Transactions --- [Transaction #1] Security: Stock Option (Right to Buy) Date: 2026-09-01 | Code: M (Exercise of derivative) Shares: -3,471 | Price: $0.00 Exercise Price: $30.96 Exercisable: N/A | Expires: 2035-03-01 Shares Owned After: 34,716 | Ownership: D (Direct) Footnotes: [F1] The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 9, 2025. [F4] 25% of this option vested and became exercisable on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter. [Transaction #2] Security: Restricted Stock Units Date: 2026-09-01 | Code: M (Exercise of derivative) Shares: -2,166 | Price: $0.00 Shares Owned After: 21,661 | Ownership: D (Direct) Footnotes: [F2] Restricted stock units convert into common stock on a one-for-one basis. [F2] Restricted stock units convert into common stock on a one-for-one basis. [F5] 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter. [F5] 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter. --- Footnotes (Complete Index) --- F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on September 9, 2025. F2: Restricted stock units convert into common stock on a one-for-one basis. F3: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units. F4: 25% of this option vested and became exercisable on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter. F5: 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter. --- Signature --- /s/ /s/ James Dillon, as Attorney-in-Fact (2026-09-03)

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