4Filing Date: Sep 1, 2026
Lumentum (LITE)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001489550-26-000008
Total Value$1.37M
Trades3
Insiders1
Transaction Details
Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$901.04
Total Value$450.5K
Shares Owned After117.63K
Transaction DateSep 1, 2026
10b5-1
Footnotes ▸
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$895.00
Total Value$447.5K
Shares Owned After118.13K
Transaction DateAug 31, 2026
10b5-1
Footnotes ▸
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS·Direct
Sell · Dispose
Common Stock
Shares-500
Price$940.95
Total Value$470.5K
Shares Owned After118.63K
Transaction DateAug 28, 2026
10b5-1
Footnotes ▸
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
Post-Transaction Holdings
Wupen Yuen · PRESIDENT, GLOBAL BUS. UNITS
| Security | Shares | Change |
|---|---|---|
| Common Stock | 117.63K | -1.50K (-1.26%) |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-08-28
10b5-1 Pre-arranged Plan: Yes
--- Issuer ---
Name: Lumentum Holdings Inc. (LITE)
CIK: 0001633978
--- Reporting Owner ---
Name: Wupen Yuen
CIK: 0001489550
Role: Officer (PRESIDENT, GLOBAL BUS. UNITS)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-08-28 | Code: S (Open market sale)
Shares: -500 | Price: $940.95
Total Value: $470,475.00
Shares Owned After: 118,627 | Ownership: D (Direct)
Footnotes:
[F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
[Transaction #2]
Security: Common Stock
Date: 2026-08-31 | Code: S (Open market sale)
Shares: -500 | Price: $895.00
Total Value: $447,500.00
Shares Owned After: 118,127 | Ownership: D (Direct)
Footnotes:
[F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
[Transaction #3]
Security: Common Stock
Date: 2026-09-01 | Code: S (Open market sale)
Shares: -500 | Price: $901.04
Total Value: $450,520.00
Shares Owned After: 117,627 | Ownership: D (Direct)
Footnotes:
[F1] These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
--- Footnotes (Complete Index) ---
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.
--- Signature ---
/s/ /s/ Jae Kim as Attorney-in-Fact (2026-09-01)