4Filing Date: Sep 1, 2026

Nio

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001104659-26-104301
Total Value$0
Trades3
Insiders1

Transaction Details

Zhou Xin
Executive Vice President·Direct
Exercise · Dispose
Restricted share unitsDerivative
Shares-200.00K
Price$0.00
Total Value$0
Shares Owned After600.00K
Transaction DateSep 1, 2026
Footnotes ▸

The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. | The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. | The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026.

Zhou Xin
Executive Vice President·Direct
Exercise · Acquire
American depositary shares
Shares+200.00K
Price$0.00
Total Value$0
Shares Owned After516.17K
Transaction DateSep 1, 2026
Footnotes ▸

Each American depositary share represents one Class A ordinary share.

Zhou Xin
Executive Vice President·Indirect · by Prime Hubs Limited
Class A ordinary shares
Shares0
Price-
Total Value$0
Shares Owned After1.00M

Post-Transaction Holdings

Zhou Xin · Executive Vice President
SecuritySharesChange
American depositary shares516.17K+200.00K (63.26%)
Class A ordinary shares1.00M-
Restricted share units600.00K-200.00K (-25.00%)
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Deep Analysis

NIO Executive Vice President Zhou Xin received 200,000 ADSs through a scheduled RSU vesting on September 1 — a passive compensation event, not a purchase, and he sold nothing.

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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-09-01 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: NIO Inc. (NIO) CIK: 0001736541 --- Reporting Owner --- Name: Zhou Xin CIK: 0002109480 Role: Officer (Executive Vice President) --- Non-Derivative Transactions --- [Transaction #1] Security: American depositary shares Date: 2026-09-01 | Code: M (Exercise of derivative) Shares: +200,000 | Price: $0.00 Shares Owned After: 516,167 | Ownership: D (Direct) Footnotes: [F1] Each American depositary share represents one Class A ordinary share. --- Derivative Transactions --- [Transaction #1] Security: Restricted share units Date: 2026-09-01 | Code: M (Exercise of derivative) Shares: -200,000 | Price: $0.00 Shares Owned After: 600,000 | Ownership: D (Direct) Footnotes: [F2] The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. [F3] The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. [F3] The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. --- Holdings --- [Holding #1] Security: Class A ordinary shares Ownership: I (Indirect) --- Footnotes (Complete Index) --- F1: Each American depositary share represents one Class A ordinary share. F2: The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. F3: The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. --- Signature --- /s/ /s/ Eve Tang, Attorney-in-Fact for Xin Zhou (2026-09-01)

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