4Filing Date: Aug 31, 2026

Schwab Charles

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001879974-26-000010
Total Value$508.9K
Trades3
Insiders1

Transaction Details

Hathi Neesha
MD, Head Wealth Adv, Bnk, Tst·Direct
Exercise · Acquire
Common Stock
Shares+3.18K
Price$52.05
Total Value$165.4K
Shares Owned After0
Transaction DateAug 28, 2026
10b5-1
Footnotes ▸

Reflects the contribution of the shares received upon exercise of the option to a trust.

Hathi Neesha
MD, Head Wealth Adv, Bnk, Tst·Direct
Exercise · Dispose
Nonqualified Stock Option (right to buy)Derivative
Shares-3.18K
Price$0.00
Total Value$0
Shares Owned After3.18K
Transaction DateAug 28, 2026
Exercise Price$52.05
ExpiresMar 1, 2028
10b5-1
Footnotes ▸

The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Hathi Neesha
MD, Head Wealth Adv, Bnk, Tst·Indirect · by Trust
Sell · Dispose
Common Stock
Shares-3.18K
Price$108.12
Total Value$343.5K
Shares Owned After0
Transaction DateAug 28, 2026
10b5-1
Footnotes ▸

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on May 29, 2026. | This transaction was executed in multiple trades at prices ranging from $107.805 to $108.725. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. | Reflects the contribution of the shares received upon exercise of the option to a trust.

Post-Transaction Holdings

Hathi Neesha · MD, Head Wealth Adv, Bnk, Tst
SecuritySharesChange
Common Stock0-
Nonqualified Stock Option (right to buy)3.18K-3.18K (-50.00%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-08-28 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: SCHWAB CHARLES CORP (SCHW) CIK: 0000316709 --- Reporting Owner --- Name: Hathi Neesha CIK: 0001879974 Role: Officer (MD, Head Wealth Adv, Bnk, Tst) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-08-28 | Code: M (Exercise of derivative) Shares: +3,177 | Price: $52.05 Total Value: $165,362.85 Shares Owned After: 0 | Ownership: D (Direct) Footnotes: [F1] Reflects the contribution of the shares received upon exercise of the option to a trust. [Transaction #2] Security: Common Stock Date: 2026-08-28 | Code: S (Open market sale) Shares: -3,177 | Price: $108.12 Total Value: $343,497.56 Shares Owned After: 0 | Ownership: I (Indirect) | Nature: by Trust Footnotes: [F2] The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on May 29, 2026. [F3] This transaction was executed in multiple trades at prices ranging from $107.805 to $108.725. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. [F1] Reflects the contribution of the shares received upon exercise of the option to a trust. --- Derivative Transactions --- [Transaction #1] Security: Nonqualified Stock Option (right to buy) Date: 2026-08-28 | Code: M (Exercise of derivative) Shares: -3,177 | Price: $0.00 Exercise Price: $52.05 Exercisable: N/A | Expires: 2028-03-01 Shares Owned After: 3,177 | Ownership: D (Direct) Footnotes: [F4] The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. --- Footnotes (Complete Index) --- F1: Reflects the contribution of the shares received upon exercise of the option to a trust. F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on May 29, 2026. F3: This transaction was executed in multiple trades at prices ranging from $107.805 to $108.725. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F4: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. --- Signature --- /s/ /s/ P. Blake Allen, Attorney-in-fact (2026-08-31)

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