4Filing Date: Aug 28, 2026

Rocket Lab (RKLB)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0002001011-26-000133
Total Value$2.37M
Trades3
Insiders1

Transaction Details

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-15.30K
Price$66.25
Total Value$1.01M
Shares Owned After946.00K
Transaction DateAug 27, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $65.5300 to $66.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-458
Price$67.54
Total Value$30.9K
Shares Owned After925.74K
Transaction DateAug 27, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $67.5300 to $67.5400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-19.80K
Price$66.86
Total Value$1.32M
Shares Owned After926.20K
Transaction DateAug 27, 2026
10b5-1
Footnotes ▸

Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $66.5300 to $67.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Post-Transaction Holdings

Klein Frank · Chief Operations Officer
SecuritySharesChange
Common Stock946.00K-35.56K (-3.62%)
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Deep Analysis

Rocket Lab COO Frank Klein sold 35,558 shares for $2.37M under a pre-arranged 10b5-1 plan.

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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-08-27 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: Rocket Lab Corp (RKLB) CIK: 0001819994 --- Reporting Owner --- Name: Klein Frank CIK: 0002037530 Role: Officer (Chief Operations Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-08-27 | Code: S (Open market sale) Shares: -15,300 | Price: $66.25 Total Value: $1,013,640.30 Shares Owned After: 945,995 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. [F2] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $65.5300 to $66.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. [Transaction #2] Security: Common Stock Date: 2026-08-27 | Code: S (Open market sale) Shares: -19,800 | Price: $66.86 Total Value: $1,323,780.48 Shares Owned After: 926,195 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. [F3] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $66.5300 to $67.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. [Transaction #3] Security: Common Stock Date: 2026-08-27 | Code: S (Open market sale) Shares: -458 | Price: $67.54 Total Value: $30,932.72 Shares Owned After: 925,737 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. [F4] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $67.5300 to $67.5400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. --- Footnotes (Complete Index) --- F1: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. F2: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $65.5300 to $66.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $66.5300 to $67.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $67.5300 to $67.5400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. --- Signature --- /s/ By: /s/Arjun Kampani, as Attorney-in-Fact For: Frank Klein (2026-08-28)

keid analysis is for reference only and does not constitute investment advice.