Charter Communications (CHTR)

=== SEC Form 3 — Statement of Changes in Beneficial Ownership === Document Type: 3 Period of Report: 2026-08-19 --- Issuer --- Name: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR) CIK: 0001091667 --- Reporting Owner --- Name: COX ENTERPRISES INC ET AL CIK: 0000779426 Role: 10%+ Owner --- Holdings --- [Holding #1] Security: Class C Common Units of Charter Communications Holdings, LLC Ownership: I (Indirect) Footnotes: [F2] The Class C Common Units owned by Cox Communications Equity Holdings, Inc. are exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments. [F1] Cox Communications Equity Holdings, Inc., a Delaware corporation, acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC disclosed on this Form 3 on August 19, 2026. Cox Communications Equity Holdings, Inc. is a wholly owned subsidiary of Cox Enterprises, Inc. Cox Enterprises, Inc. is an indirect beneficial owner of the reported securities. Cox Communications Equity Holdings, Inc. is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share of the Issuer. [F1] Cox Communications Equity Holdings, Inc., a Delaware corporation, acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC disclosed on this Form 3 on August 19, 2026. Cox Communications Equity Holdings, Inc. is a wholly owned subsidiary of Cox Enterprises, Inc. Cox Enterprises, Inc. is an indirect beneficial owner of the reported securities. Cox Communications Equity Holdings, Inc. is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share of the Issuer. [F2] The Class C Common Units owned by Cox Communications Equity Holdings, Inc. are exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments. [F1] Cox Communications Equity Holdings, Inc., a Delaware corporation, acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC disclosed on this Form 3 on August 19, 2026. Cox Communications Equity Holdings, Inc. is a wholly owned subsidiary of Cox Enterprises, Inc. Cox Enterprises, Inc. is an indirect beneficial owner of the reported securities. Cox Communications Equity Holdings, Inc. is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share of the Issuer. [Holding #2] Security: Convertible Preferred Units of Charter Comms. Hldgs., LLC Ownership: I (Indirect) Footnotes: [F3] Each of the Convertible Preferred Units, which have an aggregate liquidation preference of $6.0 billion and 6.875% coupon, is convertible into 0.209464 of a Class C Common Unit, subject to certain adjustments, representing an initial conversion price of approximately $477.41 per Convertible Preferred Unit, subject to certain adjustments. The Class C Common Units owned by Cox Communications Equity Holdings, Inc. are exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments. [F1] Cox Communications Equity Holdings, Inc., a Delaware corporation, acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC disclosed on this Form 3 on August 19, 2026. Cox Communications Equity Holdings, Inc. is a wholly owned subsidiary of Cox Enterprises, Inc. Cox Enterprises, Inc. is an indirect beneficial owner of the reported securities. Cox Communications Equity Holdings, Inc. is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share of the Issuer. [F1] Cox Communications Equity Holdings, Inc., a Delaware corporation, acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC disclosed on this Form 3 on August 19, 2026. Cox Communications Equity Holdings, Inc. is a wholly owned subsidiary of Cox Enterprises, Inc. Cox Enterprises, Inc. is an indirect beneficial owner of the reported securities. Cox Communications Equity Holdings, Inc. is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share of the Issuer. [F3] Each of the Convertible Preferred Units, which have an aggregate liquidation preference of $6.0 billion and 6.875% coupon, is convertible into 0.209464 of a Class C Common Unit, subject to certain adjustments, representing an initial conversion price of approximately $477.41 per Convertible Preferred Unit, subject to certain adjustments. The Class C Common Units owned by Cox Communications Equity Holdings, Inc. are exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments. [F1] Cox Communications Equity Holdings, Inc., a Delaware corporation, acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC disclosed on this Form 3 on August 19, 2026. Cox Communications Equity Holdings, Inc. is a wholly owned subsidiary of Cox Enterprises, Inc. Cox Enterprises, Inc. is an indirect beneficial owner of the reported securities. Cox Communications Equity Holdings, Inc. is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share of the Issuer. --- Footnotes (Complete Index) --- F1: Cox Communications Equity Holdings, Inc., a Delaware corporation, acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC disclosed on this Form 3 on August 19, 2026. Cox Communications Equity Holdings, Inc. is a wholly owned subsidiary of Cox Enterprises, Inc. Cox Enterprises, Inc. is an indirect beneficial owner of the reported securities. Cox Communications Equity Holdings, Inc. is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share of the Issuer. F2: The Class C Common Units owned by Cox Communications Equity Holdings, Inc. are exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments. F3: Each of the Convertible Preferred Units, which have an aggregate liquidation preference of $6.0 billion and 6.875% coupon, is convertible into 0.209464 of a Class C Common Unit, subject to certain adjustments, representing an initial conversion price of approximately $477.41 per Convertible Preferred Unit, subject to certain adjustments. The Class C Common Units owned by Cox Communications Equity Holdings, Inc. are exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments. --- Signature --- /s/ /s/Jennifer Hightower, Executive Vice President, Chief Legal Officer of Cox Enterprises, Inc. (2026-08-27)