4Filing Date: Aug 26, 2026

Rocket Lab (RKLB)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0002001011-26-000127
Total Value$3.18M
Trades3
Insiders1

Transaction Details

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-1.37K
Price$70.20
Total Value$96.0K
Shares Owned After963.35K
Transaction DateAug 24, 2026
10b5-1
Footnotes ▸

Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.0000 to $70.6400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-2.05K
Price$71.17
Total Value$146.2K
Shares Owned After961.29K
Transaction DateAug 24, 2026
10b5-1
Footnotes ▸

Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person.

Klein Frank
Chief Operations Officer·Direct
Sell · Dispose
Common Stock
Shares-42.27K
Price$69.53
Total Value$2.94M
Shares Owned After964.72K
Transaction DateAug 24, 2026
10b5-1
Footnotes ▸

Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.0000 to $69.9900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Post-Transaction Holdings

Klein Frank · Chief Operations Officer
SecuritySharesChange
Common Stock963.35K-45.69K (-4.53%)
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Deep Analysis

Rocket Lab COO Frank Klein sold 45,692 shares on August 24, 2026 in a pre-arranged sell-to-cover transaction to satisfy RSU vesting tax withholding — a passive sale, not an active bet against the stock.

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Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-08-24 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: Rocket Lab Corp (RKLB) CIK: 0001819994 --- Reporting Owner --- Name: Klein Frank CIK: 0002037530 Role: Officer (Chief Operations Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-08-24 | Code: S (Open market sale) Shares: -42,270 | Price: $69.53 Total Value: $2,939,223.31 Shares Owned After: 964,717 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. [F2] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.0000 to $69.9900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. [Transaction #2] Security: Common Stock Date: 2026-08-24 | Code: S (Open market sale) Shares: -1,368 | Price: $70.20 Total Value: $96,036.75 Shares Owned After: 963,349 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. [F3] The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.0000 to $70.6400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. [Transaction #3] Security: Common Stock Date: 2026-08-24 | Code: S (Open market sale) Shares: -2,054 | Price: $71.17 Total Value: $146,183.18 Shares Owned After: 961,295 | Ownership: D (Direct) Footnotes: [F1] Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. --- Footnotes (Complete Index) --- F1: Represents the sale of shares pursuant to a "sell-to-cover" transaction pursuant to a Rule 10b5-1 election adopted by the Reporting Person in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. F2: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.0000 to $69.9900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.0000 to $70.6400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. --- Signature --- /s/ By: /s/ Arjun Kampani, as Attorney-in-Fact For: Frank Klein (2026-08-26)

keid analysis is for reference only and does not constitute investment advice.