Rockwell Automation (ROK)

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-08-19 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: ROCKWELL AUTOMATION, INC (ROK) CIK: 0001024478 --- Reporting Owner --- Name: Rothe Christian E CIK: 0001523212 Role: Officer (Sr. VP and CFO) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-08-19 | Code: M (Exercise of derivative) Shares: +1,257 | Price: $0.00 Shares Owned After: 11,018.6941 | Ownership: D (Direct) Footnotes: [F1] Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 6/12/2026. [Transaction #2] Security: Common Stock Date: 2026-08-20 | Code: S (Open market sale) Shares: -590 | Price: $434.30 Total Value: $256,237.47 Shares Owned After: 10,428.6941 | Ownership: D (Direct) Footnotes: [F2] Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/25/2025 to cover taxes due on restricted stock units that vested on 8/19/2026. [F3] Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $433.73 to $434.42 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. --- Derivative Transactions --- [Transaction #1] Security: Restricted Stock Units Date: 2026-08-19 | Code: M (Exercise of derivative) Shares: -1,257 | Price: $0.00 Exercisable: N/A | Expires: 2027-08-19 Shares Owned After: 1,257 | Ownership: D (Direct) Footnotes: [F4] Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. [F5] The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. --- Footnotes (Complete Index) --- F1: Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 6/12/2026. F2: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/25/2025 to cover taxes due on restricted stock units that vested on 8/19/2026. F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $433.73 to $434.42 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. --- Signature --- /s/ Danielle White, Attorney-In-Fact for Christian E. Rothe (2026-08-21)