Charter Communications (CHTR)

=== SEC Form 3 — Statement of Changes in Beneficial Ownership === Document Type: 3 Period of Report: 2026-08-19 --- Issuer --- Name: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR) CIK: 0001091667 --- Reporting Owner --- Name: Taylor Alexander Cox CIK: 0002142618 Role: Director --- Holdings --- [Holding #1] Security: Class A Common Stock Ownership: D (Direct) [Holding #2] Security: Charter Communications Holdings Class C Common Units Ownership: I (Indirect) Footnotes: [F2] Upon exchange by CCEH, the Class C Common Units owned by CCEH will be exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments. [F1] Cox Communications Equity Holdings, Inc. ("CCEH") acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC ("Charter Communications Holdings") disclosed on this Form 3 on August 19, 2026 and such units have no expiration date. CCEH is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share, of the Issuer. [F1] Cox Communications Equity Holdings, Inc. ("CCEH") acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC ("Charter Communications Holdings") disclosed on this Form 3 on August 19, 2026 and such units have no expiration date. CCEH is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share, of the Issuer. [F2] Upon exchange by CCEH, the Class C Common Units owned by CCEH will be exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments. [F1] Cox Communications Equity Holdings, Inc. ("CCEH") acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC ("Charter Communications Holdings") disclosed on this Form 3 on August 19, 2026 and such units have no expiration date. CCEH is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share, of the Issuer. [F3] The Reporting Person, by virtue of his affiliations with the Cox Family Voting Trust u/a/d 7/26/13 and Cox Enterprises, Inc., may be deemed to beneficially own the Class C Common Units and the Convertible Preferred Units owned directly by CCEH. CCEH is a wholly owned subsidiary of Cox Enterprises, Inc. and Cox Enterprises, Inc. is an indirect beneficial owner of the reported securities. [F4] The Reporting Person disclaims beneficial ownership of the Class C Common Units and the Convertible Preferred Units owned by CCEH and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. [Holding #3] Security: Charter Communications Holdings Convertible Preferred Units Ownership: I (Indirect) Footnotes: [F5] Each of the 60,000,000 Convertible Preferred Units, which have an aggregate liquidation preference of $6.0 billion and 6.875% coupon, are convertible into Class C Common Units at an initial conversion price of $477.41 per unit, subject to certain adjustments. Upon exchange by CCEH, the Class C Common Units owned by CCEH will be exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments. [F1] Cox Communications Equity Holdings, Inc. ("CCEH") acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC ("Charter Communications Holdings") disclosed on this Form 3 on August 19, 2026 and such units have no expiration date. CCEH is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share, of the Issuer. [F1] Cox Communications Equity Holdings, Inc. ("CCEH") acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC ("Charter Communications Holdings") disclosed on this Form 3 on August 19, 2026 and such units have no expiration date. CCEH is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share, of the Issuer. [F5] Each of the 60,000,000 Convertible Preferred Units, which have an aggregate liquidation preference of $6.0 billion and 6.875% coupon, are convertible into Class C Common Units at an initial conversion price of $477.41 per unit, subject to certain adjustments. Upon exchange by CCEH, the Class C Common Units owned by CCEH will be exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments. [F1] Cox Communications Equity Holdings, Inc. ("CCEH") acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC ("Charter Communications Holdings") disclosed on this Form 3 on August 19, 2026 and such units have no expiration date. CCEH is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share, of the Issuer. [F3] The Reporting Person, by virtue of his affiliations with the Cox Family Voting Trust u/a/d 7/26/13 and Cox Enterprises, Inc., may be deemed to beneficially own the Class C Common Units and the Convertible Preferred Units owned directly by CCEH. CCEH is a wholly owned subsidiary of Cox Enterprises, Inc. and Cox Enterprises, Inc. is an indirect beneficial owner of the reported securities. [F4] The Reporting Person disclaims beneficial ownership of the Class C Common Units and the Convertible Preferred Units owned by CCEH and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. --- Footnotes (Complete Index) --- F1: Cox Communications Equity Holdings, Inc. ("CCEH") acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC ("Charter Communications Holdings") disclosed on this Form 3 on August 19, 2026 and such units have no expiration date. CCEH is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share, of the Issuer. F2: Upon exchange by CCEH, the Class C Common Units owned by CCEH will be exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments. F3: The Reporting Person, by virtue of his affiliations with the Cox Family Voting Trust u/a/d 7/26/13 and Cox Enterprises, Inc., may be deemed to beneficially own the Class C Common Units and the Convertible Preferred Units owned directly by CCEH. CCEH is a wholly owned subsidiary of Cox Enterprises, Inc. and Cox Enterprises, Inc. is an indirect beneficial owner of the reported securities. F4: The Reporting Person disclaims beneficial ownership of the Class C Common Units and the Convertible Preferred Units owned by CCEH and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5: Each of the 60,000,000 Convertible Preferred Units, which have an aggregate liquidation preference of $6.0 billion and 6.875% coupon, are convertible into Class C Common Units at an initial conversion price of $477.41 per unit, subject to certain adjustments. Upon exchange by CCEH, the Class C Common Units owned by CCEH will be exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments. --- Signature --- /s/ /s/ Alex C. Taylor (2026-08-19)