Citizens Financial (CFG)

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2024-02-06 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: CITIZENS FINANCIAL GROUP INC/RI (CFG) CIK: 0000759944 --- Reporting Owner --- Name: Swift Christopher CIK: 0001349356 Role: Director --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-08-13 | Code: A (Grant or award) Shares: +162.168 | Price: $0.00 Shares Owned After: 26,288.752 | Ownership: D (Direct) Footnotes: [F1] Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. [Transaction #2] Security: Common Stock Date: 2024-02-06 | Code: P (Open market purchase) Shares: +10 | Price: $31.47 Total Value: $314.74 Shares Owned After: 26,298.752 | Ownership: D (Direct) Footnotes: [F2] On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date. [Transaction #3] Security: Common Stock Date: 2025-06-02 | Code: P (Open market purchase) Shares: +20 | Price: $40.06 Total Value: $801.26 Shares Owned After: 26,318.752 | Ownership: D (Direct) Footnotes: [F3] On June 2, 2025, the reporting person purchased 20 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date. --- Footnotes (Complete Index) --- F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. F2: On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date. F3: On June 2, 2025, the reporting person purchased 20 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date. --- Signature --- /s/ /s/ Bari Fredericks as Attorney-in-Fact (2026-08-17)