4Filing Date: Aug 12, 2026
Ameriprise Financial (AMP) 4: Brockman Dawn M. sold 472 shares at $558.93 on 2026-08-10;… (Aug 12, 2026)
Statement of Changes in Beneficial Ownership
View SEC Filing
ACC: 0001937010-26-000012
Total Value$263.8K
Trades2
Insiders1
Transaction Details
Brockman Dawn M.
SVP AND CONTROLLER·Direct
Sell · Dispose
Common Stock
Shares-472
Price$558.93
Total Value$263.8K
Shares Owned After713
Transaction DateAug 10, 2026
Brockman Dawn M.
SVP AND CONTROLLER·Indirect · By 401(k) Plan
Common Stock
Shares0
Price-
Total Value$0
Shares Owned After146.79
Footnotes ▸
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 10, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Post-Transaction Holdings
Brockman Dawn M. · SVP AND CONTROLLER
| Security | Shares | Change |
|---|---|---|
| Common Stock | 859.79 | -472 (-35.44%) |
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-08-10
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: AMERIPRISE FINANCIAL INC (AMP)
CIK: 0000820027
--- Reporting Owner ---
Name: Brockman Dawn M.
CIK: 0001937010
Role: Officer (SVP AND CONTROLLER)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-08-10 | Code: S (Open market sale)
Shares: -472 | Price: $558.93
Total Value: $263,815.01
Shares Owned After: 713 | Ownership: D (Direct)
--- Holdings ---
[Holding #1]
Security: Common Stock
Ownership: I (Indirect)
Footnotes:
[F1] Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 10, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
--- Footnotes (Complete Index) ---
F1: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 10, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
--- Signature ---
/s/ /s/ Wendy B. Mahling for Dawn M. Brockman (2026-08-12)