4Filing Date: Aug 10, 2026

Ameriprise Financial (AMP) 4: McGraw Deirdre Davey bought 1,000 shares at $165.41 on 2026… (Aug 10, 2026)

Statement of Changes in Beneficial Ownership

View SEC Filing
ACC: 0001389812-26-000008
Total Value$3.22M
Trades7
Insiders1

Transaction Details

McGraw Deirdre Davey
EVP Mktg, Strat. & Comms.·Direct
Exercise · Acquire
Common Stock
Shares+1.00K
Price$165.41
Total Value$165.4K
Shares Owned After5.96K
Transaction DateAug 6, 2026
McGraw Deirdre Davey
EVP Mktg, Strat. & Comms.·Direct
Exercise · Acquire
Common Stock
Shares+1.00K
Price$298.09
Total Value$298.1K
Shares Owned After7.96K
Transaction DateAug 6, 2026
McGraw Deirdre Davey
EVP Mktg, Strat. & Comms.·Direct
Exercise · Acquire
Common Stock
Shares+1.00K
Price$197.87
Total Value$197.9K
Shares Owned After6.96K
Transaction DateAug 6, 2026
McGraw Deirdre Davey
EVP Mktg, Strat. & Comms.·Direct
Sell · Dispose
Common Stock
Shares-2.40K
Price$558.28
Total Value$1.34M
Shares Owned After3.37K
Transaction DateAug 6, 2026
Footnotes ▸

Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

McGraw Deirdre Davey
EVP Mktg, Strat. & Comms.·Direct
Tax W/H · Dispose
Common Stock
Shares-2.19K
Price$558.08
Total Value$1.22M
Shares Owned After5.77K
Transaction DateAug 6, 2026
McGraw Deirdre Davey
EVP Mktg, Strat. & Comms.·Direct
Exercise · Dispose
Employee Stock Option (right to buy)Derivative
Shares-1.00K
Price$0.00
Total Value$0
Shares Owned After1.03K
Transaction DateAug 6, 2026
ExpiresJan 31, 2030
Footnotes ▸

Fully vested.

McGraw Deirdre Davey
EVP Mktg, Strat. & Comms.·Indirect · By 401(k) Plan
Common Stock
Shares0
Price-
Total Value$0
Shares Owned After635.37
Footnotes ▸

Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 6, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

Post-Transaction Holdings

McGraw Deirdre Davey · EVP Mktg, Strat. & Comms.
SecuritySharesChange
Common Stock6.60K-1.59K (-19.43%)
Employee Stock Option (right to buy)1.03K-1.00K (-49.16%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-08-06 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: AMERIPRISE FINANCIAL INC (AMP) CIK: 0000820027 --- Reporting Owner --- Name: McGraw Deirdre Davey CIK: 0001389812 Role: Officer (EVP Mktg, Strat. & Comms.) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-08-06 | Code: M (Exercise of derivative) Shares: +1,000 | Price: $165.41 Total Value: $165,410.00 Shares Owned After: 5,964 | Ownership: D (Direct) [Transaction #2] Security: Common Stock Date: 2026-08-06 | Code: M (Exercise of derivative) Shares: +1,000 | Price: $197.87 Total Value: $197,870.00 Shares Owned After: 6,964 | Ownership: D (Direct) [Transaction #3] Security: Common Stock Date: 2026-08-06 | Code: M (Exercise of derivative) Shares: +1,000 | Price: $298.09 Total Value: $298,090.00 Shares Owned After: 7,964 | Ownership: D (Direct) [Transaction #4] Security: Common Stock Date: 2026-08-06 | Code: F (Payment of exercise/tax) Shares: -2,191 | Price: $558.08 Total Value: $1,222,753.28 Shares Owned After: 5,773 | Ownership: D (Direct) [Transaction #5] Security: Common Stock Date: 2026-08-06 | Code: S (Open market sale) Shares: -2,400 | Price: $558.28 Total Value: $1,339,866.72 Shares Owned After: 3,373 | Ownership: D (Direct) Footnotes: [F1] Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. --- Derivative Transactions --- [Transaction #1] Security: Employee Stock Option (right to buy) Date: 2026-08-06 | Code: M (Exercise of derivative) Shares: -1,000 | Price: $0.00 Exercisable: N/A | Expires: 2030-01-31 Shares Owned After: 1,034 | Ownership: D (Direct) Footnotes: [F3] Fully vested. [Transaction #2] Security: Employee Stock Option (right to buy) Date: 2026-08-06 | Code: M (Exercise of derivative) Shares: -1,000 | Price: $0.00 Exercisable: N/A | Expires: 2031-01-29 Shares Owned After: 1,015 | Ownership: D (Direct) Footnotes: [F3] Fully vested. [Transaction #3] Security: Employee Stock Option (right to buy) Date: 2026-08-06 | Code: M (Exercise of derivative) Shares: -1,000 | Price: $0.00 Exercisable: N/A | Expires: 2032-01-28 Shares Owned After: 2,143 | Ownership: D (Direct) Footnotes: [F3] Fully vested. --- Holdings --- [Holding #1] Security: Common Stock Ownership: I (Indirect) Footnotes: [F2] Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 6, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. --- Footnotes (Complete Index) --- F1: Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 6, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. F3: Fully vested. --- Signature --- /s/ /s/ Wendy B. Mahling for Deirdre McGraw (2026-08-10)

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