EX-99.1tm2622621d1_ex99-1.htm8,065 charsexpand_more
EX-99.1
2
tm2622621d1_ex99-1.htm
EXHIBIT 99.1
Exhibit 99.1
FF305
Page 1 of 5 v 1.3.0
Next Day Disclosure Return
(Equity issuer - changes in issued shares or treasury shares, share buybacks and/or on-market sales of treasury shares)
Instrument: Equity issuer Status: New Submission
Name of Issuer: Li Auto Inc.
Date Submitted: 03 August 2026
Section I must be completed by a listed issuer where there has been a change in its issued shares or treasury shares which is discloseable pursuant to rule 13.25A of the Rules Governing the
Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Exchange”) (the “Main Board Rules”) or rule 17.27A of the Rules Governing the Listing of Securities on GEM of the
Exchange (the “GEM Rules”).
Section I
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange Yes
Stock code (if listed) 02015 Description
A. Changes in issued shares or treasury shares
Events
Changes in issued shares
(excluding treasury shares)
Number of issued
shares (excluding
treasury shares)
As a % of existing
number of issued
shares (excluding
treasury shares) before
the relevant event
(Note 3)
Changes in treasury
shares
Number of treasury
shares
Issue/ selling price per
share (Note 4)
Total number of issued
shares
Opening balance as at (Note 1) 30 July 2026 1,733,995,219 84,329,890 1,818,325,109
1). Repurchase of shares (shares held as treasury shares)
Date of changes 31 July 2026
-381,154 0.022 % 381,154 USD 6.7462
Closing balance as at (Notes 5 and 6) 31 July 2026 1,733,614,065 84,711,044 1,818,325,109
B. Shares redeemed or repurchased for cancellation but not yet cancelled as at the closing balance date (Notes 5 and 6) Not applicable
FF305
Page 2 of 5 v 1.3.0
Confirmation Not applicable
Notes to Section I:
1. Please insert the closing balance date of the last Next Day Disclosure Return published pursuant to Main Board Rule 13.25A / GEM Rule 17.27A or Monthly Return pursuant to Main
Board Rule 13.25B / GEM Rule 17.27B, whichever is the later.
2. Please set out all changes in issued shares or treasury shares requiring disclosure pursuant to Main Board Rule 13.25A / GEM Rule 17.27A together with the relevant dates of
changes. Each category will need to be disclosed individually with sufficient information to enable the user to identify the relevant category in the listed issuer's Monthly Return. For
example, multiple issues of shares as a result of multiple exercises of share options under the same share option scheme or of multiple conversions under the same convertible note
must be aggregated and disclosed as one category. However, if the issues resulted from exercises of share options under 2 share option schemes or conversions of 2 convertible
notes, these must be disclosed as 2 separate categories.
3. The percentage change in the number of issued shares (excluding treasury shares) of the listed issuer is to be calculated by reference to the opening balance of the number of issued
shares (excluding treasury shares) being disclosed in this Next Day Disclosure Return.
4. In the case of a share repurchase or redemption, the “issue/ selling price per share” shall be construed as “repurchase price per share” or “redemption price per share”.
Where shares have been issued/ sold/ repurchased/ redeemed at more than one price per share, a volume-weighted average price per share should be given.
5. The closing balance date is the date of the last relevant event being disclosed.
6. For repurchase or redemption of shares, disclosure is required when the relevant event has occurred (subject to the provisions of Main Board Rules 10.06(4)(a), 13.25A and 13.31 /
GEM Rules 13.13(1), 17.27A and 17.35), even if the repurchased or redeemed shares have not yet been cancelled.
If repurchased or redeemed shares are to be cancelled upon settlement of such repurchase or redemption after the closing balance date, they shall remain part of the issued shares as
at the closing balance date in Part A. Details of these repurchased or redeemed shares shall be disclosed in Part B.
7. Items (i) to (viii) are suggested forms of confirmation. The listed issuer may amend the item(s) that is/are not applicable to meet individual cases.
8. “Identical” means in this context:
- the securities are of the same nominal value with the same amount called up or paid up;
- they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to
exactly the same sum (gross and net); and
- they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
FF305
Page 3 of 5 v 1.3.0
Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under Main Board Rule 10.06(4)(a) / GEM Rule 13.13(1).
Repurchase report
Section II
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange Yes
Stock code (if listed) 02015 Description
A. Repurchase report
Trading date Number of shares
repurchased
Method of repurchase
(Note 1)
Repurchase price per share or
highest repurchase price per
share $
Lowest repurchase
price per share $ Aggregate price paid $
1). 31 July 2026 381,154 On another stock exchange
Nasdaq Global Select Market
USD 6.815 USD 6.665 USD 2,571,360.17
Total number of shares
repurchased 381,154 Aggregate price paid $ USD 2,571,360.17
Number of shares
repurchased for
cancellation
0
Number of shares
repurchased for holding
as treasury shares
381,154
B. Additional information for issuer who has a primary listing on the Exchange
1). Date of the resolution granting the repurchase mandate 29 May 2026
2). Total number of shares which the issuer is authorised to repurchase under the repurchase mandate 214,280,424
3). Number of shares repurchased on the Exchange or another stock exchange under the repurchase mandate (a) 65,119,704
4). As a % of number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate
(a) x 100 / number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate
3.039 %
5). Moratorium period for any issue of new shares, or sale or transfer of treasury shares after the share repurchase(s) set out in Part A
(Note 2)
Up to 30 August 2026
FF305
Page 4 of 5 v 1.3.0
We hereby confirm that the repurchases made on the Exchange set out in Part A above were made in accordance with the Main Board Rules and that there have been no material changes to
the particulars contained in the Explanatory Statement dated 22 April 2026, which has been filed with the Exchange. We also confirm that any repurchases made on another stock exchange set
out in Part A above were made in accordance with the domestic rules applying to repurchases on that other stock exchange.
Notes to Section II:
1. Please state whether the repurchase was made on the Exchange, on another stock exchange (stating the name of the exchange), by private arrangement or by general offer.
2. Subject to the carve-out set out in Main Board Rule 10.06(3)(a)/ GEM Rule 13.12, an issuer may not (i) make a new issue of shares, or a sale or transfer of any treasury shares; or (ii)
announce a proposed new issue of shares, or a sale or transfer of any treasury shares, for a period of 30 days after any purchase by it of shares, whether on the Exchange or otherwise,
without the prior approval of the Exchange.
FF305
Page 5 of 5 v 1.3.0
Section III must also be completed by a listed issuer where it has made a sale of treasury shares on the Exchange or any other stock exchange on which the issuer is listed which is discloseable
under Main Board Rule 10.06B / GEM Rule 13.14B.
Report of on-market sale of treasury shares Not applicable
Submitted by: Wang Yang
(Name)
Title: Joint Company Secretary
(Director, Secretary or other Duly Authorised Officer)
EX-99.2tm2622621d1_ex99-2.htm8,074 charsexpand_more
EX-99.2
3
tm2622621d1_ex99-2.htm
EXHIBIT 99.2
Exhibit 99.2
FF305
Page 1 of 5 v 1.3.0
Next Day Disclosure Return
(Equity issuer - changes in issued shares or treasury shares, share buybacks and/or on-market sales of treasury shares)
Instrument: Equity issuer Status: New Submission
Name of Issuer: Li Auto Inc.
Date Submitted: 04 August 2026
Section I must be completed by a listed issuer where there has been a change in its issued shares or treasury shares which is discloseable pursuant to rule 13.25A of the Rules Governing the
Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Exchange”) (the “Main Board Rules”) or rule 17.27A of the Rules Governing the Listing of Securities on GEM of the
Exchange (the “GEM Rules”).
Section I
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange Yes
Stock code (if listed) 02015 Description
A. Changes in issued shares or treasury shares
Events
Changes in issued shares
(excluding treasury shares)
Number of issued
shares (excluding
treasury shares)
As a % of existing
number of issued
shares (excluding
treasury shares) before
the relevant event
(Note 3)
Changes in treasury
shares
Number of treasury
shares
Issue/ selling price per
share (Note 4)
Total number of issued
shares
Opening balance as at (Note 1) 31 July 2026 1,733,614,065 84,711,044 1,818,325,109
1). Repurchase of shares (shares held as treasury shares)
Date of changes 03 August 2026
-357,838 0.0206 % 357,838 USD 6.5761
Closing balance as at (Notes 5 and 6) 03 August 2026 1,733,256,227 85,068,882 1,818,325,109
B. Shares redeemed or repurchased for cancellation but not yet cancelled as at the closing balance date (Notes 5 and 6) Not applicable
FF305
Page 2 of 5 v 1.3.0
Confirmation Not applicable
Notes to Section I:
1. Please insert the closing balance date of the last Next Day Disclosure Return published pursuant to Main Board Rule 13.25A / GEM Rule 17.27A or Monthly Return pursuant to Main
Board Rule 13.25B / GEM Rule 17.27B, whichever is the later.
2. Please set out all changes in issued shares or treasury shares requiring disclosure pursuant to Main Board Rule 13.25A / GEM Rule 17.27A together with the relevant dates of
changes. Each category will need to be disclosed individually with sufficient information to enable the user to identify the relevant category in the listed issuer's Monthly Return. For
example, multiple issues of shares as a result of multiple exercises of share options under the same share option scheme or of multiple conversions under the same convertible note
must be aggregated and disclosed as one category. However, if the issues resulted from exercises of share options under 2 share option schemes or conversions of 2 convertible
notes, these must be disclosed as 2 separate categories.
3. The percentage change in the number of issued shares (excluding treasury shares) of the listed issuer is to be calculated by reference to the opening balance of the number of issued
shares (excluding treasury shares) being disclosed in this Next Day Disclosure Return.
4. In the case of a share repurchase or redemption, the “issue/ selling price per share” shall be construed as “repurchase price per share” or “redemption price per share”.
Where shares have been issued/ sold/ repurchased/ redeemed at more than one price per share, a volume-weighted average price per share should be given.
5. The closing balance date is the date of the last relevant event being disclosed.
6. For repurchase or redemption of shares, disclosure is required when the relevant event has occurred (subject to the provisions of Main Board Rules 10.06(4)(a), 13.25A and 13.31 /
GEM Rules 13.13(1), 17.27A and 17.35), even if the repurchased or redeemed shares have not yet been cancelled.
If repurchased or redeemed shares are to be cancelled upon settlement of such repurchase or redemption after the closing balance date, they shall remain part of the issued shares as
at the closing balance date in Part A. Details of these repurchased or redeemed shares shall be disclosed in Part B.
7. Items (i) to (viii) are suggested forms of confirmation. The listed issuer may amend the item(s) that is/are not applicable to meet individual cases.
8. “Identical” means in this context:
- the securities are of the same nominal value with the same amount called up or paid up;
- they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to
exactly the same sum (gross and net); and
- they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
FF305
Page 3 of 5 v 1.3.0
Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under Main Board Rule 10.06(4)(a) / GEM Rule 13.13(1).
Repurchase report
Section II
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange Yes
Stock code (if listed) 02015 Description
A. Repurchase report
Trading date Number of shares
repurchased
Method of repurchase
(Note 1)
Repurchase price per share or
highest repurchase price per
share $
Lowest repurchase
price per share $ Aggregate price paid $
1). 03 August 2026 357,838 On another stock exchange
Nasdaq Global Select Market
USD 6.62 USD 6.53 USD 2,353,160.58
Total number of shares
repurchased 357,838 Aggregate price paid $ USD 2,353,160.58
Number of shares
repurchased for
cancellation
0
Number of shares
repurchased for holding
as treasury shares
357,838
B. Additional information for issuer who has a primary listing on the Exchange
1). Date of the resolution granting the repurchase mandate 29 May 2026
2). Total number of shares which the issuer is authorised to repurchase under the repurchase mandate 214,280,424
3). Number of shares repurchased on the Exchange or another stock exchange under the repurchase mandate (a) 65,477,542
4). As a % of number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate
(a) x 100 / number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate
3.0557 %
5). Moratorium period for any issue of new shares, or sale or transfer of treasury shares after the share repurchase(s) set out in Part A
(Note 2)
Up to 02 September 2026
FF305
Page 4 of 5 v 1.3.0
We hereby confirm that the repurchases made on the Exchange set out in Part A above were made in accordance with the Main Board Rules and that there have been no material changes to
the particulars contained in the Explanatory Statement dated 22 April 2026, which has been filed with the Exchange. We also confirm that any repurchases made on another stock exchange set
out in Part A above were made in accordance with the domestic rules applying to repurchases on that other stock exchange.
Notes to Section II:
1. Please state whether the repurchase was made on the Exchange, on another stock exchange (stating the name of the exchange), by private arrangement or by general offer.
2. Subject to the carve-out set out in Main Board Rule 10.06(3)(a)/ GEM Rule 13.12, an issuer may not (i) make a new issue of shares, or a sale or transfer of any treasury shares; or (ii)
announce a proposed new issue of shares, or a sale or transfer of any treasury shares, for a period of 30 days after any purchase by it of shares, whether on the Exchange or otherwise,
without the prior approval of the Exchange.
FF305
Page 5 of 5 v 1.3.0
Section III must also be completed by a listed issuer where it has made a sale of treasury shares on the Exchange or any other stock exchange on which the issuer is listed which is discloseable
under Main Board Rule 10.06B / GEM Rule 13.14B.
Report of on-market sale of treasury shares Not applicable
Submitted by: Wang Yang
(Name)
Title: Joint Company Secretary
(Director, Secretary or other Duly Authorised Officer)
EX-99.3tm2622621d1_ex99-3.htm8,076 charsexpand_more
EX-99.3
4
tm2622621d1_ex99-3.htm
EXHIBIT 99.3
Exhibit 99.3
FF305
Page 1 of 5 v 1.3.0
Next Day Disclosure Return
(Equity issuer - changes in issued shares or treasury shares, share buybacks and/or on-market sales of treasury shares)
Instrument: Equity issuer Status: New Submission
Name of Issuer: Li Auto Inc.
Date Submitted: 05 August 2026
Section I must be completed by a listed issuer where there has been a change in its issued shares or treasury shares which is discloseable pursuant to rule 13.25A of the Rules Governing the
Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Exchange”) (the “Main Board Rules”) or rule 17.27A of the Rules Governing the Listing of Securities on GEM of the
Exchange (the “GEM Rules”).
Section I
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange Yes
Stock code (if listed) 02015 Description
A. Changes in issued shares or treasury shares
Events
Changes in issued shares
(excluding treasury shares)
Number of issued
shares (excluding
treasury shares)
As a % of existing
number of issued
shares (excluding
treasury shares) before
the relevant event
(Note 3)
Changes in treasury
shares
Number of treasury
shares
Issue/ selling price per
share (Note 4)
Total number of issued
shares
Opening balance as at (Note 1) 03 August 2026 1,733,256,227 85,068,882 1,818,325,109
1). Repurchase of shares (shares held as treasury shares)
Date of changes 04 August 2026
-285,338 0.0165 % 285,338 USD 6.4007
Closing balance as at (Notes 5 and 6) 04 August 2026 1,732,970,889 85,354,220 1,818,325,109
B. Shares redeemed or repurchased for cancellation but not yet cancelled as at the closing balance date (Notes 5 and 6) Not applicable
FF305
Page 2 of 5 v 1.3.0
Confirmation Not applicable
Notes to Section I:
1. Please insert the closing balance date of the last Next Day Disclosure Return published pursuant to Main Board Rule 13.25A / GEM Rule 17.27A or Monthly Return pursuant to Main
Board Rule 13.25B / GEM Rule 17.27B, whichever is the later.
2. Please set out all changes in issued shares or treasury shares requiring disclosure pursuant to Main Board Rule 13.25A / GEM Rule 17.27A together with the relevant dates of
changes. Each category will need to be disclosed individually with sufficient information to enable the user to identify the relevant category in the listed issuer's Monthly Return. For
example, multiple issues of shares as a result of multiple exercises of share options under the same share option scheme or of multiple conversions under the same convertible note
must be aggregated and disclosed as one category. However, if the issues resulted from exercises of share options under 2 share option schemes or conversions of 2 convertible
notes, these must be disclosed as 2 separate categories.
3. The percentage change in the number of issued shares (excluding treasury shares) of the listed issuer is to be calculated by reference to the opening balance of the number of issued
shares (excluding treasury shares) being disclosed in this Next Day Disclosure Return.
4. In the case of a share repurchase or redemption, the “issue/ selling price per share” shall be construed as “repurchase price per share” or “redemption price per share”.
Where shares have been issued/ sold/ repurchased/ redeemed at more than one price per share, a volume-weighted average price per share should be given.
5. The closing balance date is the date of the last relevant event being disclosed.
6. For repurchase or redemption of shares, disclosure is required when the relevant event has occurred (subject to the provisions of Main Board Rules 10.06(4)(a), 13.25A and 13.31 /
GEM Rules 13.13(1), 17.27A and 17.35), even if the repurchased or redeemed shares have not yet been cancelled.
If repurchased or redeemed shares are to be cancelled upon settlement of such repurchase or redemption after the closing balance date, they shall remain part of the issued shares as
at the closing balance date in Part A. Details of these repurchased or redeemed shares shall be disclosed in Part B.
7. Items (i) to (viii) are suggested forms of confirmation. The listed issuer may amend the item(s) that is/are not applicable to meet individual cases.
8. “Identical” means in this context:
- the securities are of the same nominal value with the same amount called up or paid up;
- they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to
exactly the same sum (gross and net); and
- they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
FF305
Page 3 of 5 v 1.3.0
Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under Main Board Rule 10.06(4)(a) / GEM Rule 13.13(1).
Repurchase report
Section II
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange Yes
Stock code (if listed) 02015 Description
A. Repurchase report
Trading date Number of shares
repurchased
Method of repurchase
(Note 1)
Repurchase price per share or
highest repurchase price per
share $
Lowest repurchase
price per share $ Aggregate price paid $
1). 04 August 2026 285,338 On another stock exchange
Nasdaq Global Select Market
USD 6.45 USD 6.335 USD 1,826,362.94
Total number of shares
repurchased 285,338 Aggregate price paid $ USD 1,826,362.94
Number of shares
repurchased for
cancellation
0
Number of shares
repurchased for holding
as treasury shares
285,338
B. Additional information for issuer who has a primary listing on the Exchange
1). Date of the resolution granting the repurchase mandate 29 May 2026
2). Total number of shares which the issuer is authorised to repurchase under the repurchase mandate 214,280,424
3). Number of shares repurchased on the Exchange or another stock exchange under the repurchase mandate (a) 65,762,880
4). As a % of number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate
(a) x 100 / number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate
3.069 %
5). Moratorium period for any issue of new shares, or sale or transfer of treasury shares after the share repurchase(s) set out in Part A
(Note 2)
Up to 03 September 2026
FF305
Page 4 of 5 v 1.3.0
We hereby confirm that the repurchases made on the Exchange set out in Part A above were made in accordance with the Main Board Rules and that there have been no material changes to
the particulars contained in the Explanatory Statement dated 22 April 2026, which has been filed with the Exchange. We also confirm that any repurchases made on another stock exchange set
out in Part A above were made in accordance with the domestic rules applying to repurchases on that other stock exchange.
Notes to Section II:
1. Please state whether the repurchase was made on the Exchange, on another stock exchange (stating the name of the exchange), by private arrangement or by general offer.
2. Subject to the carve-out set out in Main Board Rule 10.06(3)(a)/ GEM Rule 13.12, an issuer may not (i) make a new issue of shares, or a sale or transfer of any treasury shares; or (ii)
announce a proposed new issue of shares, or a sale or transfer of any treasury shares, for a period of 30 days after any purchase by it of shares, whether on the Exchange or otherwise,
without the prior approval of the Exchange.
FF305
Page 5 of 5 v 1.3.0
Section III must also be completed by a listed issuer where it has made a sale of treasury shares on the Exchange or any other stock exchange on which the issuer is listed which is discloseable
under Main Board Rule 10.06B / GEM Rule 13.14B.
Report of on-market sale of treasury shares Not applicable
Submitted by: Wang Yang
(Name)
Title: Joint Company Secretary
(Director, Secretary or other Duly Authorised Officer)
EX-99.4tm2622621d1_ex99-4.htm8,078 charsexpand_more
EX-99.4
5
tm2622621d1_ex99-4.htm
EXHIBIT 99.4
Exhibit 99.4
FF305
Page 1 of 5 v 1.3.0
Next Day Disclosure Return
(Equity issuer - changes in issued shares or treasury shares, share buybacks and/or on-market sales of treasury shares)
Instrument: Equity issuer Status: New Submission
Name of Issuer: Li Auto Inc.
Date Submitted: 06 August 2026
Section I must be completed by a listed issuer where there has been a change in its issued shares or treasury shares which is discloseable pursuant to rule 13.25A of the Rules Governing the
Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Exchange”) (the “Main Board Rules”) or rule 17.27A of the Rules Governing the Listing of Securities on GEM of the
Exchange (the “GEM Rules”).
Section I
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange Yes
Stock code (if listed) 02015 Description
A. Changes in issued shares or treasury shares
Events
Changes in issued shares
(excluding treasury shares)
Number of issued
shares (excluding
treasury shares)
As a % of existing
number of issued
shares (excluding
treasury shares) before
the relevant event
(Note 3)
Changes in treasury
shares
Number of treasury
shares
Issue/ selling price per
share (Note 4)
Total number of issued
shares
Opening balance as at (Note 1) 04 August 2026 1,732,970,889 85,354,220 1,818,325,109
1). Repurchase of shares (shares held as treasury shares)
Date of changes 05 August 2026
-316,766 0.0183 % 316,766 USD 6.4281
Closing balance as at (Notes 5 and 6) 05 August 2026 1,732,654,123 85,670,986 1,818,325,109
B. Shares redeemed or repurchased for cancellation but not yet cancelled as at the closing balance date (Notes 5 and 6) Not applicable
FF305
Page 2 of 5 v 1.3.0
Confirmation Not applicable
Notes to Section I:
1. Please insert the closing balance date of the last Next Day Disclosure Return published pursuant to Main Board Rule 13.25A / GEM Rule 17.27A or Monthly Return pursuant to Main
Board Rule 13.25B / GEM Rule 17.27B, whichever is the later.
2. Please set out all changes in issued shares or treasury shares requiring disclosure pursuant to Main Board Rule 13.25A / GEM Rule 17.27A together with the relevant dates of
changes. Each category will need to be disclosed individually with sufficient information to enable the user to identify the relevant category in the listed issuer's Monthly Return. For
example, multiple issues of shares as a result of multiple exercises of share options under the same share option scheme or of multiple conversions under the same convertible note
must be aggregated and disclosed as one category. However, if the issues resulted from exercises of share options under 2 share option schemes or conversions of 2 convertible
notes, these must be disclosed as 2 separate categories.
3. The percentage change in the number of issued shares (excluding treasury shares) of the listed issuer is to be calculated by reference to the opening balance of the number of issued
shares (excluding treasury shares) being disclosed in this Next Day Disclosure Return.
4. In the case of a share repurchase or redemption, the “issue/ selling price per share” shall be construed as “repurchase price per share” or “redemption price per share”.
Where shares have been issued/ sold/ repurchased/ redeemed at more than one price per share, a volume-weighted average price per share should be given.
5. The closing balance date is the date of the last relevant event being disclosed.
6. For repurchase or redemption of shares, disclosure is required when the relevant event has occurred (subject to the provisions of Main Board Rules 10.06(4)(a), 13.25A and 13.31 /
GEM Rules 13.13(1), 17.27A and 17.35), even if the repurchased or redeemed shares have not yet been cancelled.
If repurchased or redeemed shares are to be cancelled upon settlement of such repurchase or redemption after the closing balance date, they shall remain part of the issued shares as
at the closing balance date in Part A. Details of these repurchased or redeemed shares shall be disclosed in Part B.
7. Items (i) to (viii) are suggested forms of confirmation. The listed issuer may amend the item(s) that is/are not applicable to meet individual cases.
8. “Identical” means in this context:
- the securities are of the same nominal value with the same amount called up or paid up;
- they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to
exactly the same sum (gross and net); and
- they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
FF305
Page 3 of 5 v 1.3.0
Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under Main Board Rule 10.06(4)(a) / GEM Rule 13.13(1).
Repurchase report
Section II
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange Yes
Stock code (if listed) 02015 Description
A. Repurchase report
Trading date Number of shares
repurchased
Method of repurchase
(Note 1)
Repurchase price per share or
highest repurchase price per
share $
Lowest repurchase
price per share $ Aggregate price paid $
1). 05 August 2026 316,766 On another stock exchange
Nasdaq Global Select Market
USD 6.485 USD 6.385 USD 2,036,203.52
Total number of shares
repurchased 316,766 Aggregate price paid $ USD 2,036,203.52
Number of shares
repurchased for
cancellation
0
Number of shares
repurchased for holding
as treasury shares
316,766
B. Additional information for issuer who has a primary listing on the Exchange
1). Date of the resolution granting the repurchase mandate 29 May 2026
2). Total number of shares which the issuer is authorised to repurchase under the repurchase mandate 214,280,424
3). Number of shares repurchased on the Exchange or another stock exchange under the repurchase mandate (a) 66,079,646
4). As a % of number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate
(a) x 100 / number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate
3.0838 %
5). Moratorium period for any issue of new shares, or sale or transfer of treasury shares after the share repurchase(s) set out in Part A
(Note 2)
Up to 04 September 2026
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We hereby confirm that the repurchases made on the Exchange set out in Part A above were made in accordance with the Main Board Rules and that there have been no material changes to
the particulars contained in the Explanatory Statement dated 22 April 2026, which has been filed with the Exchange. We also confirm that any repurchases made on another stock exchange set
out in Part A above were made in accordance with the domestic rules applying to repurchases on that other stock exchange.
Notes to Section II:
1. Please state whether the repurchase was made on the Exchange, on another stock exchange (stating the name of the exchange), by private arrangement or by general offer.
2. Subject to the carve-out set out in Main Board Rule 10.06(3)(a)/ GEM Rule 13.12, an issuer may not (i) make a new issue of shares, or a sale or transfer of any treasury shares; or (ii)
announce a proposed new issue of shares, or a sale or transfer of any treasury shares, for a period of 30 days after any purchase by it of shares, whether on the Exchange or otherwise,
without the prior approval of the Exchange.
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Section III must also be completed by a listed issuer where it has made a sale of treasury shares on the Exchange or any other stock exchange on which the issuer is listed which is discloseable
under Main Board Rule 10.06B / GEM Rule 13.14B.
Report of on-market sale of treasury shares Not applicable
Submitted by: Wang Yang
(Name)
Title: Joint Company Secretary
(Director, Secretary or other Duly Authorised Officer)
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EXHIBIT 99.5
Exhibit 99.5
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Next Day Disclosure Return
(Equity issuer - changes in issued shares or treasury shares, share buybacks and/or on-market sales of treasury shares)
Instrument: Equity issuer Status: New Submission
Name of Issuer: Li Auto Inc.
Date Submitted: 07 August 2026
Section I must be completed by a listed issuer where there has been a change in its issued shares or treasury shares which is discloseable pursuant to rule 13.25A of the Rules Governing the
Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Exchange”) (the “Main Board Rules”) or rule 17.27A of the Rules Governing the Listing of Securities on GEM of the
Exchange (the “GEM Rules”).
Section I
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange Yes
Stock code (if listed) 02015 Description
A. Changes in issued shares or treasury shares
Events
Changes in issued shares
(excluding treasury shares)
Number of issued
shares (excluding
treasury shares)
As a % of existing
number of issued
shares (excluding
treasury shares) before
the relevant event
(Note 3)
Changes in treasury
shares
Number of treasury
shares
Issue/ selling price per
share (Note 4)
Total number of issued
shares
Opening balance as at (Note 1) 05 August 2026 1,732,654,123 85,670,986 1,818,325,109
1). Repurchase of shares (shares held as treasury shares)
Date of changes 06 August 2026
-572,720 0.0331 % 572,720 USD 6.3176
Closing balance as at (Notes 5 and 6) 06 August 2026 1,732,081,403 86,243,706 1,818,325,109
B. Shares redeemed or repurchased for cancellation but not yet cancelled as at the closing balance date (Notes 5 and 6) Not applicable
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Confirmation Not applicable
Notes to Section I:
1. Please insert the closing balance date of the last Next Day Disclosure Return published pursuant to Main Board Rule 13.25A / GEM Rule 17.27A or Monthly Return pursuant to Main
Board Rule 13.25B / GEM Rule 17.27B, whichever is the later.
2. Please set out all changes in issued shares or treasury shares requiring disclosure pursuant to Main Board Rule 13.25A / GEM Rule 17.27A together with the relevant dates of
changes. Each category will need to be disclosed individually with sufficient information to enable the user to identify the relevant category in the listed issuer's Monthly Return. For
example, multiple issues of shares as a result of multiple exercises of share options under the same share option scheme or of multiple conversions under the same convertible note
must be aggregated and disclosed as one category. However, if the issues resulted from exercises of share options under 2 share option schemes or conversions of 2 convertible
notes, these must be disclosed as 2 separate categories.
3. The percentage change in the number of issued shares (excluding treasury shares) of the listed issuer is to be calculated by reference to the opening balance of the number of issued
shares (excluding treasury shares) being disclosed in this Next Day Disclosure Return.
4. In the case of a share repurchase or redemption, the “issue/ selling price per share” shall be construed as “repurchase price per share” or “redemption price per share”.
Where shares have been issued/ sold/ repurchased/ redeemed at more than one price per share, a volume-weighted average price per share should be given.
5. The closing balance date is the date of the last relevant event being disclosed.
6. For repurchase or redemption of shares, disclosure is required when the relevant event has occurred (subject to the provisions of Main Board Rules 10.06(4)(a), 13.25A and 13.31 /
GEM Rules 13.13(1), 17.27A and 17.35), even if the repurchased or redeemed shares have not yet been cancelled.
If repurchased or redeemed shares are to be cancelled upon settlement of such repurchase or redemption after the closing balance date, they shall remain part of the issued shares as
at the closing balance date in Part A. Details of these repurchased or redeemed shares shall be disclosed in Part B.
7. Items (i) to (viii) are suggested forms of confirmation. The listed issuer may amend the item(s) that is/are not applicable to meet individual cases.
8. “Identical” means in this context:
- the securities are of the same nominal value with the same amount called up or paid up;
- they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to
exactly the same sum (gross and net); and
- they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
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Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under Main Board Rule 10.06(4)(a) / GEM Rule 13.13(1).
Repurchase report
Section II
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange Yes
Stock code (if listed) 02015 Description
A. Repurchase report
Trading date Number of shares
repurchased
Method of repurchase
(Note 1)
Repurchase price per share or
highest repurchase price per
share $
Lowest repurchase
price per share $ Aggregate price paid $
1). 06 August 2026 572,720 On another stock exchange
Nasdaq Global Select Market
USD 6.365 USD 6.28 USD 3,618,187.24
Total number of shares
repurchased 572,720 Aggregate price paid $ USD 3,618,187.24
Number of shares
repurchased for
cancellation
0
Number of shares
repurchased for holding
as treasury shares
572,720
B. Additional information for issuer who has a primary listing on the Exchange
1). Date of the resolution granting the repurchase mandate 29 May 2026
2). Total number of shares which the issuer is authorised to repurchase under the repurchase mandate 214,280,424
3). Number of shares repurchased on the Exchange or another stock exchange under the repurchase mandate (a) 66,652,366
4). As a % of number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate
(a) x 100 / number of issued shares (excluding treasury shares) as at the date of the resolution granting the repurchase mandate
3.1105 %
5). Moratorium period for any issue of new shares, or sale or transfer of treasury shares after the share repurchase(s) set out in Part A
(Note 2)
Up to 05 September 2026
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We hereby confirm that the repurchases made on the Exchange set out in Part A above were made in accordance with the Main Board Rules and that there have been no material changes to
the particulars contained in the Explanatory Statement dated 22 April 2026, which has been filed with the Exchange. We also confirm that any repurchases made on another stock exchange set
out in Part A above were made in accordance with the domestic rules applying to repurchases on that other stock exchange.
Notes to Section II:
1. Please state whether the repurchase was made on the Exchange, on another stock exchange (stating the name of the exchange), by private arrangement or by general offer.
2. Subject to the carve-out set out in Main Board Rule 10.06(3)(a)/ GEM Rule 13.12, an issuer may not (i) make a new issue of shares, or a sale or transfer of any treasury shares; or (ii)
announce a proposed new issue of shares, or a sale or transfer of any treasury shares, for a period of 30 days after any purchase by it of shares, whether on the Exchange or otherwise,
without the prior approval of the Exchange.
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Section III must also be completed by a listed issuer where it has made a sale of treasury shares on the Exchange or any other stock exchange on which the issuer is listed which is discloseable
under Main Board Rule 10.06B / GEM Rule 13.14B.
Report of on-market sale of treasury shares Not applicable
Submitted by: Wang Yang
(Name)
Title: Joint Company Secretary
(Director, Secretary or other Duly Authorised Officer)
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EXHIBIT 99.6
Exhibit 99.6
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Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in
Securities
For the month ended: 31 July 2026 Status: New Submission
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer: Li Auto Inc.
Date Submitted: 06 August 2026
I. Movements in Authorised / Registered Share Capital
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange (Note 1) Yes
Stock code (if listed) 02015 Description
Number of authorised/registered shares Par value Authorised/registered share capital
Balance at close of preceding month 4,500,000,000 USD 0.0001 USD 450,000
Increase / decrease (-) USD
Balance at close of the month 4,500,000,000 USD 0.0001 USD 450,000
2. Class of shares WVR ordinary shares Type of shares B Listed on the Exchange (Note 1) No
Stock code (if listed) N/A Description
Number of authorised/registered shares Par value Authorised/registered share capital
Balance at close of preceding month 500,000,000 USD 0.0001 USD 50,000
Increase / decrease (-) USD
Balance at close of the month 500,000,000 USD 0.0001 USD 50,000
Total authorised/registered share capital at the end of the month: USD 500,000
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II. Movements in Issued Shares and/or Treasury Shares and Public Float Sufficiency Confirmation
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange (Note 1) Yes
Stock code (if listed) 02015 Description
Number of issued shares
(excluding treasury shares) Number of treasury shares Total number of issued shares
Balance at close of preceding month 1,743,891,541 64,532,128 1,808,423,669
Increase / decrease (-) -10,277,476 20,178,916
Balance at close of the month 1,733,614,065 84,711,044 1,818,325,109
Public float sufficiency confirmation (Note 4)
Pursuant to Main Board Rule 13.32D(1) or 19A.28D(1) / GEM Rule 17.37D(1) or 25.21D(1), we hereby confirm that, in relation to the class of shares as set out above, as at the close of the
month:
✔ the applicable public float requirement (see below) has been complied with
the applicable public float requirement (see below) has not been complied with
The applicable minimum public float requirement for the class of shares as set out above pursuant to Main Board Rule 13.32B or 19A.28B / GEM Rule 17.37B or 25.21B (as the case may be) is:
Applicable public float threshold Initial Prescribed Threshold - 25% of the total number of issued shares in the class to which the listed shares belong
(excluding treasury shares)
Additional information
2. Class of shares WVR ordinary shares Type of shares B Listed on the Exchange (Note 1) No
Stock code (if listed) N/A Description
Number of issued shares
(excluding treasury shares) Number of treasury shares Total number of issued shares
Balance at close of preceding month 355,100,599 0 355,100,599
Increase / decrease (-) -9,901,440 0
Balance at close of the month 345,199,159 0 345,199,159
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III. Details of Movements in Issued Shares and/or Treasury Shares
(A). Share Options (under Share Option Schemes of the Issuer)
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange (Note 1) Yes
Stock code (if listed) 02015 Description
Particulars of share option scheme
Number of share
options outstanding at
close of preceding
month
Movement during the month
Number of share
options outstanding at
close of the month
Number of new shares
issued during the month
pursuant thereto (A1)
Number of treasury
shares transferred out of
treasury during the
month pursuant thereto
(A2)
Number of shares which
may be issued or
transferred out of
treasury pursuant
thereto as at close of
the month
The total number of
shares which may be
issued or transferred out
of treasury upon
exercise of all share
options to be granted
under the scheme at
close of the month
1). 2019 Plan (Share incentive plan
adopted on 2/7/2019 as amended
from time to time)
25,033,116 Others -9,000 25,024,116 25,024,116 68,202,800
General Meeting approval date (if applicable)
2). 2020 Plan (Share incentive plan
adopted on 9/7/2020 as amended
from time to time)
47,762,062 Others -66,900 47,695,162 47,695,162 78,092,800
General Meeting approval date (if applicable)
Increase in issued shares (excluding treasury shares): WVR ordinary shares A (AA1)
Decrease in treasury shares: WVR ordinary shares A (AA2)
Total funds raised during the month from exercise of options: USD 7,590
Remarks:
1) Others: -9,000 refers to 9,000 options being exercised. The exercise of 9,000 options was settled using the Class A Ordinary Shares issued to the Depositary for bulk issuance of ADSs
reserved for further issuances upon the exercise or vesting of awards granted under 2019 Plan.
2) Others: -66,900 refers to 66,900 options being exercised. The exercise of 66,900 options was settled using the Class A Ordinary Shares issued to the Depositary for bulk issuance of ADSs
reserved for further issuances upon the exercise or vesting of awards granted under 2020 Plan.
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(B). Warrants to Issue Shares of the Issuer Not applicable
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(C). Convertibles (i.e. Convertible into Shares of the Issuer)
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange (Note 1) No
Stock code (if listed) Description
Description of the Convertibles Currency Amount at close of
preceding month Movement during the month Amount at close of the
month
Number of new shares
issued during the month
pursuant thereto (C1)
Number of treasury
shares transferred out of
treasury during the month
pursuant thereto (C2)
Number of shares which
may be issued or
transferred out of treasury
pursuant thereto as at
close of the month
1). 2028 Notes - convertible senior notes USD 145,700,000 145,700,000 0 0 10,281,116
Type of the Convertibles Bond/Notes
Stock code of the Convertibles
(if listed on the Exchange) (Note 1)
Subscription/Conversion price USD 14.17
General Meeting approval date
(if applicable)
Increase in issued shares (excluding treasury shares): 0 WVR ordinary shares A (CC1)
Decrease in treasury shares: 0 WVR ordinary shares A (CC2)
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(D). Any other Agreements or Arrangements to Issue Shares of the Issuer, including Options (other than Share Option Schemes)
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange (Note 1) Yes
Stock code (if listed) 02015 Description
Description of other agreements or arrangements
General Meeting
approval date
(if applicable)
Number of new shares issued during
the month pursuant thereto (D1)
Number of treasury shares transferred
out of treasury during the month
pursuant thereto (D2)
Number of shares which may be issued
or transferred out of treasury pursuant
thereto as at close of the month
1). 2019 Plan - restricted shares (Share incentive plan adopted on 2/7/2019 as amended from time to
time) 0 0 0
2). 2019 Plan - restricted share unit (Share incentive plan adopted on 2/7/2019 as amended from time
to time) 0 0 28,129,500
3). 2020 Plan - restricted shares (Share incentive plan adopted on 9/7/2020 as amended from time to
time) 0 0 0
4). 2020 Plan - restricted share unit (Share incentive plan adopted on 9/7/2020 as amended from time
to time) 0 0 4,607,300
Increase in issued shares (excluding treasury shares): 0 WVR ordinary shares A (DD1)
Decrease in treasury shares: 0 WVR ordinary shares A (DD2)
Remarks:
As of 31 July 2026, 28,129,500 shares of the issuer may be issued pursuant to the restricted share units granted under 2019 Plan and 4,607,300 shares of the issuer may be issued pursuant to
the restricted share units granted under 2020 Plan.
495,940 restricted share units granted under 2019 Plan and 55,800 restricted share units granted under 2020 Plan were lapsed during the month.
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(E). Other Movements in Issued Shares and/or Treasury Shares
1. Class of shares WVR ordinary shares Type of shares A Listed on the Exchange (Note 1) Yes
Stock code (if listed) 02015 Description
Events
At price (if applicable)
Currency Amount
Date of event
(Note 2)
General Meeting
approval date
(if applicable)
Increase/ decrease (-) in issued
shares (excluding treasury
shares) during the month
pursuant thereto (E1)
Increase/ decrease (-) in
treasury shares during the
month pursuant thereto (E2)
Number of shares redeemed or
repurchased for cancellation but
not yet cancelled as at close of
the month (Note 3)
1). Repurchase of shares (shares held as treasury shares) USD 6.0793 01 July 2026 29 May 2026 -1,268,776 1,268,776
2). Repurchase of shares (shares held as treasury shares) USD 6.056 02 July 2026 29 May 2026 -1,183,822 1,183,822
3). Repurchase of shares (shares held as treasury shares) USD 5.9287 06 July 2026 29 May 2026 -1,150,634 1,150,634
4). Repurchase of shares (shares held as treasury shares) USD 6.0641 07 July 2026 29 May 2026 -1,150,634 1,150,634
5). Repurchase of shares (shares held as treasury shares) USD 6.0955 08 July 2026 29 May 2026 -870,000 870,000
6). Repurchase of shares (shares held as treasury shares) USD 5.9216 09 July 2026 29 May 2026 -1,150,634 1,150,634
7). Repurchase of shares (shares held as treasury shares) USD 6.0619 10 July 2026 29 May 2026 -320,146 320,146
8). Repurchase of shares (shares held as treasury shares) USD 6.1225 13 July 2026 29 May 2026 -779,734 779,734
9). Repurchase of shares (shares held as treasury shares) USD 6.2219 14 July 2026 29 May 2026 -810,000 810,000
10). Repurchase of shares (shares held as treasury shares) USD 6.3971 15 July 2026 29 May 2026 -950,000 950,000
11). Repurchase of shares (shares held as treasury shares) USD 6.5126 16 July 2026 29 May 2026 -1,870,118 1,870,118
12). Repurchase of shares (shares held as treasury shares) USD 6.2703 17 July 2026 29 May 2026 -1,122,072 1,122,072
13). Repurchase of shares (shares held as treasury shares) USD 6.2401 20 July 2026 29 May 2026 -1,230,934 1,230,934
14). Repurchase of shares (shares held as treasury shares) USD 6.1759 21 July 2026 29 May 2026 -1,002,328 1,002,328
15). Repurchase of shares (shares held as treasury shares) USD 6.1173 22 July 2026 29 May 2026 -1,014,924 1,014,924
16). Repurchase of shares (shares held as treasury shares) USD 6.1515 23 July 2026 29 May 2026 -638,132 638,132
17). Repurchase of shares (shares held as treasury shares) USD 6.0857 24 July 2026 29 May 2026 -533,964 533,964
18). Repurchase of shares (shares held as treasury shares) USD 6.2631 27 July 2026 29 May 2026 -583,762 583,762
19). Repurchase of shares (shares held as treasury shares) USD 6.6281 28 July 2026 29 May 2026 -792,396 792,396
20). Repurchase of shares (shares held as treasury shares) USD 6.9388 29 July 2026 29 May 2026 -740,664 740,664
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21). Repurchase of shares (shares held as treasury shares) USD 6.7085 30 July 2026 29 May 2026 -634,088 634,088
22). Repurchase of shares (shares held as treasury shares) USD 6.7462 31 July 2026 29 May 2026 -381,154 381,154
23). Conversion of Class B ordinary shares to Class A ordinary
shares 14 July 2026 9,901,440
2. Class of shares WVR ordinary shares Type of shares B Listed on the Exchange (Note 1) No
Stock code (if listed) N/A Description
Events
At price (if applicable)
Currency Amount
Date of event
(Note 2)
General Meeting
approval date
(if applicable)
Increase/ decrease (-) in issued
shares (excluding treasury
shares) during the month
pursuant thereto (E1)
Increase/ decrease (-) in
treasury shares during the
month pursuant thereto (E2)
Number of shares redeemed or
repurchased for cancellation but
not yet cancelled as at close of
the month (Note 3)
1). Conversion of Class B ordinary shares to Class A ordinary
shares 14 July 2026 -9,901,440
Increase/ decrease (-) in issued shares (excluding treasury shares): -10,277,476 WVR ordinary shares A (EE1)
Increase/ decrease (-) in issued shares (excluding treasury shares): -9,901,440 WVR ordinary shares B (EE1)
Increase/ decrease (-) in treasury shares: 20,178,916 WVR ordinary shares A (EE2)
Increase/ decrease (-) in treasury shares: WVR ordinary shares B (EE2)
Remarks:
Class A: 23) & Class B: 1) 9,901,440 Class B ordinary shares were converted to Class A ordinary shares on a one-to-one ratio pursuant to Rule 8A.21 of the Listing Rules.
Total increase/ decrease (-) in issued shares (excluding treasury shares) during the month (i.e. Total of AA1 to EE1): -10,277,476 WVR ordinary shares A
Total increase/ decrease (-) in issued shares (excluding treasury shares) during the month (i.e. Total of AA1 to EE1): 0 WVR ordinary shares A
Total increase/ decrease (-) in issued shares (excluding treasury shares) during the month (i.e. Total of AA1 to EE1): -9,901,440 WVR ordinary shares B
Total increase/ decrease (-) in treasury shares during the month (i.e. Total of AA2 to EE2): 20,178,916 WVR ordinary shares A
Total increase/ decrease (-) in treasury shares during the month (i.e. Total of AA2 to EE2): 0 WVR ordinary shares A
Total increase/ decrease (-) in treasury shares during the month (i.e. Total of AA2 to EE2): WVR ordinary shares B
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IV. Information about Hong Kong Depositary Receipt (HDR) Not applicable
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V. Confirmations
Pursuant to Main Board Rule 13.25C / GEM Rule 17.27C, we hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued, or the treasury shares
sold or transferred by the issuer during the month as set out in Parts III and IV which has not been previously disclosed in a return published under Main Board Rule 13.25A / GEM Rule 17.27A, it
has been duly authorised by the board of directors of the listed issuer and carried out in compliance with all applicable listing rules, laws and other regulatory requirements and, insofar as
applicable:
(Note 5)
(i) all money due to the listed issuer in respect of the issue of securities, or sale or transfer of treasury shares has been received by it;
(ii) all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;
(iii) all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;
(iv) all the securities of each class are in all respects identical (Note 6);
(v) all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has
been made with all other legal requirements;
(vi) all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue, sale or transfer;
(vii) completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase
consideration for all such property has been duly satisfied; and
(viii) the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the
Registrar of Companies.
Submitted by: Wang Yang
Title: Joint Company Secretary
(Director, Secretary or other Duly Authorised Officer)
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Notes
1. The Exchange refers to The Stock Exchange of Hong Kong Limited.
2. In the case of repurchase of shares (shares repurchased and cancelled) and redemption of shares (shares redeemed and cancelled), "date of event" should be construed as
"cancellation date".
In the case of repurchase of shares (shares held as treasury shares), "date of event" should be construed as "date on which shares were repurchased and held by the issuer in
treasury".
3. The information is required in the case of repurchase of shares (shares repurchased for cancellation but not yet cancelled) and redemption of shares (shares redeemed but not yet
cancelled). Please state the number of shares repurchased or redeemed during the month or in preceding month(s) but pending cancellation as at close of the month as a negative
number.
4. "Initial Prescribed Threshold”, "Alternative Threshold” and "market value" have the meanings ascribed thereto under Main Board Rule 13.32A or 19A.28A / GEM Rule 17.37A or
25.21A. See also Main Board Rule 13.32D(4) or 19A.28D(4) / GEM Rule 17.37D(4) or 25.21D(4) on the basis of the public float disclosure.
5. Items (i) to (viii) are suggested forms of confirmation. The listed issuer may amend the item(s) that is/are not applicable to meet individual cases. Where the issuer has already
made the relevant confirmations in a return published under Main Board Rule 13.25A / GEM Rule 17.27A in relation to the securities issued, or the treasury shares sold or
transferred, no further confirmation is required to be made in this return.
6. “Identical” means in this context:
. the securities are of the same nominal value with the same amount called up or paid up;
. they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to
exactly the same sum (gross and net); and
. they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.