SCHWAB CHARLES CORP (SCHW) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-08-05 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: SCHWAB CHARLES CORP (SCHW) CIK: 0000316709 --- Reporting Owner --- Name: Craig Jonathan M. CIK: 0001733065 Role: Officer (MD, Head of Retail Investing) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-08-05 | Code: M (Exercise of derivative) Shares: +21,750 | Price: $46.81 Total Value: $1,018,117.50 Shares Owned After: 0 | Ownership: D (Direct) Footnotes: [F1] Reflects the contribution of the shares received upon exercise of the option to a revocable trust. [Transaction #2] Security: Common Stock Date: 2026-08-05 | Code: S (Open market sale) Shares: -21,750 | Price: $107.02 Total Value: $2,327,752.42 Shares Owned After: 0 | Ownership: I (Indirect) | Nature: by Trust Footnotes: [F2] The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2025. [F3] The transaction was executed in multiple trades at prices ranging from $107.005 to $107.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. [F1] Reflects the contribution of the shares received upon exercise of the option to a revocable trust. --- Derivative Transactions --- [Transaction #1] Security: Nonqualified Stock Option (right to buy) Date: 2026-08-05 | Code: M (Exercise of derivative) Shares: -21,750 | Price: $0.00 Exercisable: N/A | Expires: 2029-03-01 Shares Owned After: 21,866 | Ownership: D (Direct) Footnotes: [F4] The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. --- Footnotes (Complete Index) --- F1: Reflects the contribution of the shares received upon exercise of the option to a revocable trust. F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2025. F3: The transaction was executed in multiple trades at prices ranging from $107.005 to $107.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. F4: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. --- Signature --- /s/ /s/ P. Blake Allen, Attorney-in-fact (2026-08-07)