URANIUM ENERGY CORP (UEC) · 4/A SEC Filing

=== SEC Form 4/A — Statement of Changes in Beneficial Ownership === Document Type: 4/A Period of Report: 2023-07-31 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: URANIUM ENERGY CORP (UEC) CIK: 0001334933 --- Reporting Owner --- Name: Adnani Amir CIK: 0001346101 Role: Director, Officer (President and CEO) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2023-07-31 | Code: M (Exercise of derivative) Shares: +133,333 Shares Owned After: 3,928,361 | Ownership: D (Direct) Footnotes: [F1] Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. [Transaction #2] Security: Common Stock Date: 2023-07-31 | Code: F (Payment of exercise/tax) Shares: -71,334 | Price: $3.12 Total Value: $222,562.08 Shares Owned After: 3,857,027 | Ownership: D (Direct) Footnotes: [F3] Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. [Transaction #3] Security: Common Stock Date: 2023-07-31 | Code: M (Exercise of derivative) Shares: +78,488 Shares Owned After: 3,935,515 | Ownership: D (Direct) Footnotes: [F1] Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. [Transaction #4] Security: Common Stock Date: 2023-07-31 | Code: F (Payment of exercise/tax) Shares: -41,992 | Price: $3.21 Total Value: $134,794.32 Shares Owned After: 3,893,523 | Ownership: D (Direct) Footnotes: [F3] Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. [Transaction #5] Security: Common Stock Date: 2023-07-31 | Code: M (Exercise of derivative) Shares: +48,040 Shares Owned After: 3,941,563 | Ownership: D (Direct) Footnotes: [F1] Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. [Transaction #6] Security: Common Stock Date: 2023-07-31 | Code: F (Payment of exercise/tax) Shares: -25,702 | Price: $3.32 Total Value: $85,330.64 Shares Owned After: 3,915,861 | Ownership: D (Direct) Footnotes: [F3] Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. --- Derivative Transactions --- [Transaction #1] Security: Restricted Stock Units Date: 2023-07-31 | Code: M (Exercise of derivative) Shares: -133,333 | Price: $0.00 Shares Owned After: 301,098 | Ownership: D (Direct) Footnotes: [F1] Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. [F2] This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. [F2] This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. [Transaction #2] Security: Restricted Stock Units Date: 2023-07-31 | Code: M (Exercise of derivative) Shares: -78,488 | Price: $0.00 Shares Owned After: 222,610 | Ownership: D (Direct) Footnotes: [F1] Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. [F4] This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. [F4] This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. [Transaction #3] Security: Restricted Stock Units Date: 2023-07-31 | Code: M (Exercise of derivative) Shares: -48,040 | Price: $0.00 Shares Owned After: 174,570 | Ownership: D (Direct) Footnotes: [F1] Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. [F4] This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. [F4] This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. [Transaction #4] Security: Restricted Stock Units Date: 2023-07-31 | Code: A (Grant or award) Shares: +397,692 | Price: $0.00 Shares Owned After: 572,262 | Ownership: D (Direct) Footnotes: [F1] Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. [F5] Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan. [F6] The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year. [F6] The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year. [Transaction #5] Security: Performance Based Restricted Stock Units Date: 2023-07-31 | Code: A (Grant or award) Shares: +421,795 | Price: $0.00 Shares Owned After: 898,597 | Ownership: D (Direct) Footnotes: [F7] Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. [F5] Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan. [F8] The Performance Based Restricted Stock Units vest 100% on July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th, 2026. [F8] The Performance Based Restricted Stock Units vest 100% on July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th, 2026. [Transaction #6] Security: Performance Stock Options Date: 2023-07-31 | Code: A (Grant or award) Shares: +114,915 | Price: $0.00 Exercisable: N/A | Expires: 2033-07-31 Shares Owned After: 964,915 | Ownership: D (Direct) Footnotes: [F5] Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan. [F9] Performance Options vest over 36-month period (33.33% 12, 24 and 36 months from the date of grant). --- Footnotes (Complete Index) --- F1: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. F3: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. F5: Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan. F6: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year. F7: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. F8: The Performance Based Restricted Stock Units vest 100% on July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th, 2026. F9: Performance Options vest over 36-month period (33.33% 12, 24 and 36 months from the date of grant). --- Signature --- /s/ /s/ Amir Adnani (2026-07-31)