SCHWAB CHARLES CORP (SCHW) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-07-28 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: SCHWAB CHARLES CORP (SCHW) CIK: 0000316709 --- Reporting Owner --- Name: Howard Dennis CIK: 0001825454 Role: Officer (MD, Chief Tech, OPS & Data Off) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-07-28 | Code: M (Exercise of derivative) Shares: +28,000 | Price: $64.10 Total Value: $1,794,800.00 Shares Owned After: 38,470 | Ownership: D (Direct) [Transaction #2] Security: Common Stock Date: 2026-07-28 | Code: S (Open market sale) Shares: -28,000 | Price: $105.01 Total Value: $2,940,263.20 Shares Owned After: 10,470 | Ownership: D (Direct) Footnotes: [F1] This transaction was affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2025. [F2] This transaction was executed in multiple trades at prices ranging from $105.00 to $105.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. --- Derivative Transactions --- [Transaction #1] Security: Nonqualified Stock Option (right to buy) Date: 2026-07-28 | Code: M (Exercise of derivative) Shares: -28,000 | Price: $0.00 Exercisable: N/A | Expires: 2031-03-01 Shares Owned After: 56,000 | Ownership: D (Direct) Footnotes: [F3] The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. --- Footnotes (Complete Index) --- F1: This transaction was affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2025. F2: This transaction was executed in multiple trades at prices ranging from $105.00 to $105.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. --- Signature --- /s/ /s/ P. Blake Allen, Attorney-in-fact (2026-07-30)