AMERIPRISE FINANCIAL INC (AMP) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-07-28 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: AMERIPRISE FINANCIAL INC (AMP) CIK: 0000820027 --- Reporting Owner --- Name: Berman Walter Stanley CIK: 0001335761 Role: Officer (EXECUTIVE VP AND CFO) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-07-28 | Code: M (Exercise of derivative) Shares: +10,905 | Price: $165.41 Total Value: $1,803,796.05 Shares Owned After: 16,514 | Ownership: D (Direct) [Transaction #2] Security: Common Stock Date: 2026-07-28 | Code: M (Exercise of derivative) Shares: +23,206 | Price: $197.87 Total Value: $4,591,771.22 Shares Owned After: 39,720 | Ownership: D (Direct) [Transaction #3] Security: Common Stock Date: 2026-07-28 | Code: F (Payment of exercise/tax) Shares: -23,099 | Price: $550.81 Total Value: $12,723,160.19 Shares Owned After: 16,621 | Ownership: D (Direct) [Transaction #4] Security: Common Stock Date: 2026-07-28 | Code: S (Open market sale) Shares: -10,590 | Price: $548.92 Total Value: $5,813,032.09 Shares Owned After: 6,031 | Ownership: D (Direct) Footnotes: [F1] Reflects the weighted average price of 10,590 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $548.5743 to $549.4306 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. [Transaction #5] Security: Common Stock Date: 2026-07-28 | Code: S (Open market sale) Shares: -422 | Price: $549.76 Total Value: $231,997.96 Shares Owned After: 5,609 | Ownership: D (Direct) --- Derivative Transactions --- [Transaction #1] Security: Employee Stock Option (right to buy) Date: 2026-07-28 | Code: M (Exercise of derivative) Shares: -10,905 | Price: $0.00 Exercisable: N/A | Expires: 2030-01-31 Shares Owned After: 0 | Ownership: D (Direct) Footnotes: [F3] Fully vested. [Transaction #2] Security: Employee Stock Option (right to buy) Date: 2026-07-28 | Code: M (Exercise of derivative) Shares: -23,206 | Price: $0.00 Exercisable: N/A | Expires: 2031-01-29 Shares Owned After: 0 | Ownership: D (Direct) Footnotes: [F3] Fully vested. --- Holdings --- [Holding #1] Security: Common Stock Ownership: I (Indirect) Footnotes: [F2] Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. --- Footnotes (Complete Index) --- F1: Reflects the weighted average price of 10,590 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $548.5743 to $549.4306 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. F3: Fully vested. --- Signature --- /s/ /s/ Wendy B. Mahling for Walter S. Berman (2026-07-30)