SCHWAB CHARLES CORP (SCHW) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-07-27 10b5-1 Pre-arranged Plan: Yes --- Issuer --- Name: SCHWAB CHARLES CORP (SCHW) CIK: 0000316709 --- Reporting Owner --- Name: Murtagh Nigel J CIK: 0001649599 Role: Officer (Chief Risk Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-07-27 | Code: M (Exercise of derivative) Shares: +32,947 | Price: $46.81 Total Value: $1,542,249.07 Shares Owned After: 90,919.4846 | Ownership: D (Direct) [Transaction #2] Security: Common Stock Date: 2026-07-27 | Code: S (Open market sale) Shares: -21,947 | Price: $104.00 Total Value: $2,282,488.00 Shares Owned After: 68,972.4846 | Ownership: D (Direct) Footnotes: [F1] These sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 25, 2025. [F2] This transaction was executed in multiple trades at prices ranging from $103.95 to $104.075. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. [Transaction #3] Security: Common Stock Date: 2026-07-27 | Code: S (Open market sale) Shares: -11,000 | Price: $104.03 Total Value: $1,144,348.70 Shares Owned After: 57,972.4846 | Ownership: D (Direct) Footnotes: [F2] This transaction was executed in multiple trades at prices ranging from $103.95 to $104.075. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. --- Derivative Transactions --- [Transaction #1] Security: Nonqualified Stock Option (right to buy) Date: 2026-07-27 | Code: M (Exercise of derivative) Shares: -32,947 | Price: $0.00 Exercisable: N/A | Expires: 2029-03-01 Shares Owned After: 15,675 | Ownership: D (Direct) Footnotes: [F3] This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on the first anniversary of the grant. --- Holdings --- [Holding #1] Security: Common Stock Ownership: I (Indirect) --- Footnotes (Complete Index) --- F1: These sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 25, 2025. F2: This transaction was executed in multiple trades at prices ranging from $103.95 to $104.075. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F3: This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on the first anniversary of the grant. --- Signature --- /s/ /s/ P. Blake Allen, Attorney-in-fact (2026-07-29)