AMERIPRISE FINANCIAL INC (AMP) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-07-27 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: AMERIPRISE FINANCIAL INC (AMP) CIK: 0000820027 --- Reporting Owner --- Name: Williams William Jerryl CIK: 0001724756 Role: Officer (Pres, Wealth Mgmt Advisor Grp) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-07-27 | Code: M (Exercise of derivative) Shares: +3,634 | Price: $126.89 Total Value: $461,118.26 Shares Owned After: 20,906.926 | Ownership: D (Direct) [Transaction #2] Security: Common Stock Date: 2026-07-27 | Code: F (Payment of exercise/tax) Shares: -2,131 | Price: $537.08 Total Value: $1,144,506.82 Shares Owned After: 18,775.926 | Ownership: D (Direct) [Transaction #3] Security: Common Stock Date: 2026-07-27 | Code: S (Open market sale) Shares: -7,888 | Price: $537.08 Total Value: $4,236,457.07 Shares Owned After: 10,887.926 | Ownership: D (Direct) Footnotes: [F1] Reflects the weighted average price of 7,888 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 27, 2026 with sale prices ranging from $536.48 to $537.47 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. [Transaction #4] Security: Common Stock Date: 2026-07-27 | Code: S (Open market sale) Shares: -6 | Price: $537.61 Total Value: $3,225.64 Shares Owned After: 10,881.926 | Ownership: D (Direct) Footnotes: [F2] Reflects the weighted average price of 6 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 27, 2026 with sale prices ranging from $537.54 to $537.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. [Transaction #5] Security: Common Stock Date: 2026-07-28 | Code: M (Exercise of derivative) Shares: +10,948 | Price: $165.41 Total Value: $1,810,908.68 Shares Owned After: 21,829.926 | Ownership: D (Direct) [Transaction #6] Security: Common Stock Date: 2026-07-28 | Code: F (Payment of exercise/tax) Shares: -6,840 | Price: $538.01 Total Value: $3,679,988.40 Shares Owned After: 14,989.926 | Ownership: D (Direct) [Transaction #7] Security: Common Stock Date: 2026-07-28 | Code: S (Open market sale) Shares: -4,102 | Price: $538.23 Total Value: $2,207,819.46 Shares Owned After: 10,887.926 | Ownership: D (Direct) [Transaction #8] Security: Common Stock Date: 2026-07-28 | Code: S (Open market sale) Shares: -3,200 | Price: $540.07 Total Value: $1,728,220.80 Shares Owned After: 7,687.926 | Ownership: D (Direct) Footnotes: [F3] Reflects the weighted average price of 3,200 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $539.57 to $540.498 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. [Transaction #9] Security: Common Stock Date: 2026-07-28 | Code: S (Open market sale) Shares: -908 | Price: $541.90 Total Value: $492,045.20 Shares Owned After: 6,779.926 | Ownership: D (Direct) --- Derivative Transactions --- [Transaction #1] Security: Employee Stock Option (right to buy) Date: 2026-07-27 | Code: M (Exercise of derivative) Shares: -3,634 | Price: $0.00 Exercisable: N/A | Expires: 2029-02-01 Shares Owned After: 0 | Ownership: D (Direct) Footnotes: [F4] Fully vested. [Transaction #2] Security: Employee Stock Option (right to buy) Date: 2026-07-28 | Code: M (Exercise of derivative) Shares: -10,948 | Price: $0.00 Exercisable: N/A | Expires: 2030-01-31 Shares Owned After: 2,532 | Ownership: D (Direct) Footnotes: [F4] Fully vested. --- Footnotes (Complete Index) --- F1: Reflects the weighted average price of 7,888 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 27, 2026 with sale prices ranging from $536.48 to $537.47 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Reflects the weighted average price of 6 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 27, 2026 with sale prices ranging from $537.54 to $537.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3: Reflects the weighted average price of 3,200 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $539.57 to $540.498 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4: Fully vested. --- Signature --- /s/ /s/ Wendy B. Mahling for William J. Williams (2026-07-29)