Uber Technologies, Inc (UBER) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-07-16 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: Uber Technologies, Inc (UBER) CIK: 0001543151 --- Reporting Owner --- Name: Krishnamurthy Balaji (A) CIK: 0002111867 Role: Officer (Chief Financial Officer) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-07-16 | Code: M (Exercise of derivative) Shares: +567 Shares Owned After: 37,683 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [Transaction #2] Security: Common Stock Date: 2026-07-16 | Code: M (Exercise of derivative) Shares: +885 Shares Owned After: 38,568 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [Transaction #3] Security: Common Stock Date: 2026-07-16 | Code: M (Exercise of derivative) Shares: +686 Shares Owned After: 39,254 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [Transaction #4] Security: Common Stock Date: 2026-07-16 | Code: M (Exercise of derivative) Shares: +490 Shares Owned After: 39,744 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [Transaction #5] Security: Common Stock Date: 2026-07-16 | Code: M (Exercise of derivative) Shares: +1,158 Shares Owned After: 40,902 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [Transaction #6] Security: Common Stock Date: 2026-07-16 | Code: M (Exercise of derivative) Shares: +606 Shares Owned After: 41,508 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [Transaction #7] Security: Common Stock Date: 2026-07-16 | Code: F (Payment of exercise/tax) Shares: -282 | Price: $74.04 Total Value: $20,879.28 Shares Owned After: 41,226 | Ownership: D (Direct) Footnotes: [F2] Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026. [Transaction #8] Security: Common Stock Date: 2026-07-16 | Code: F (Payment of exercise/tax) Shares: -439 | Price: $74.04 Total Value: $32,503.56 Shares Owned After: 40,787 | Ownership: D (Direct) Footnotes: [F2] Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026. [Transaction #9] Security: Common Stock Date: 2026-07-16 | Code: F (Payment of exercise/tax) Shares: -341 | Price: $74.04 Total Value: $25,247.64 Shares Owned After: 40,446 | Ownership: D (Direct) Footnotes: [F2] Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026. [Transaction #10] Security: Common Stock Date: 2026-07-16 | Code: F (Payment of exercise/tax) Shares: -245 | Price: $74.04 Total Value: $18,139.80 Shares Owned After: 40,201 | Ownership: D (Direct) Footnotes: [F2] Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026. [Transaction #11] Security: Common Stock Date: 2026-07-16 | Code: F (Payment of exercise/tax) Shares: -610 | Price: $74.04 Total Value: $45,164.40 Shares Owned After: 39,591 | Ownership: D (Direct) Footnotes: [F2] Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026. [Transaction #12] Security: Common Stock Date: 2026-07-16 | Code: F (Payment of exercise/tax) Shares: -332 | Price: $74.04 Total Value: $24,581.28 Shares Owned After: 39,259 | Ownership: D (Direct) Footnotes: [F2] Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026. --- Derivative Transactions --- [Transaction #1] Security: Restricted Stock Units Date: 2026-07-16 | Code: M (Exercise of derivative) Shares: -567 | Price: $0.00 Shares Owned After: 65,705 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [F3] The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F3] The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #2] Security: Restricted Stock Units Date: 2026-07-16 | Code: M (Exercise of derivative) Shares: -885 | Price: $0.00 Shares Owned After: 38,492 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [F4] The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F4] The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #3] Security: Restricted Stock Units Date: 2026-07-16 | Code: M (Exercise of derivative) Shares: -686 | Price: $0.00 Shares Owned After: 21,977 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [F5] The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F5] The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #4] Security: Restricted Stock Units Date: 2026-07-16 | Code: M (Exercise of derivative) Shares: -490 | Price: $0.00 Shares Owned After: 9,800 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [F6] The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F6] The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #5] Security: Restricted Stock Units Date: 2026-07-16 | Code: M (Exercise of derivative) Shares: -1,158 | Price: $0.00 Shares Owned After: 16,211 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [F7] The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F7] The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [Transaction #6] Security: Restricted Stock Units Date: 2026-07-16 | Code: M (Exercise of derivative) Shares: -606 | Price: $0.00 Shares Owned After: 4,851 | Ownership: D (Direct) Footnotes: [F1] Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. [F8] The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. [F8] The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. --- Footnotes (Complete Index) --- F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2: Shares withheld to satisfy tax liability upon vesting of RSUs on July 16, 2026. F3: The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F4: The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F5: The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F6: The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F7: The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. F8: The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. --- Signature --- /s/ /s/ Carolyn Mo by Power of Attorney for Balaji Krishnamurthy (2026-07-20)