AMERIPRISE FINANCIAL INC (AMP) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-07-09 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: AMERIPRISE FINANCIAL INC (AMP) CIK: 0000820027 --- Reporting Owner --- Name: TRUSCOTT WILLIAM F CIK: 0001282835 Role: Officer (CEO, GLOBAL ASSET MANAGEMENT) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-07-09 | Code: M (Exercise of derivative) Shares: +391.6398 Shares Owned After: 5,185.6398 | Ownership: D (Direct) Footnotes: [F1] Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. [Transaction #2] Security: Common Stock Date: 2026-07-09 | Code: F (Payment of exercise/tax) Shares: -180.6398 | Price: $500.16 Total Value: $90,348.80 Shares Owned After: 4,794 | Ownership: D (Direct) Footnotes: [F2] The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. --- Derivative Transactions --- [Transaction #1] Security: Phantom Stock Date: 2026-07-09 | Code: M (Exercise of derivative) Shares: -391.6398 Shares Owned After: 639.1184 | Ownership: D (Direct) Footnotes: [F1] Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. [F1] Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. [F4] Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. [F4] Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. --- Holdings --- [Holding #1] Security: Common Stock Ownership: I (Indirect) Footnotes: [F2] The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. [Holding #2] Security: Common Stock Ownership: I (Indirect) Footnotes: [F3] Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 9, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. --- Footnotes (Complete Index) --- F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 9, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. F4: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. --- Signature --- /s/ /s/ Wendy B. Mahling for William F. Truscott (2026-07-13)