Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
Williams William Jerryl
Pres, Wealth Mgmt Advisor Grp·Direct
Exercise · Dispose
Phantom StockDerivative
Shares-53.98
Price-
Total Value$0
Shares Owned After15.06K
Transaction DateJul 9, 2026
Footnotes ▸
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. | Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. | Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. | Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
Williams William Jerryl
Pres, Wealth Mgmt Advisor Grp·Direct
Tax W/H · Dispose
Common Stock
Shares-23.98
Price$500.16
Total Value$12.0K
Shares Owned After17.27K
Transaction DateJul 9, 2026
Post-Transaction Holdings
Williams William Jerryl
Security
Shares
Change
Common Stock
17.30K
+30 (0.17%)
Phantom Stock
15.06K
-53.98 (-0.36%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership ===
Document Type: 4
Period of Report: 2026-07-09
10b5-1 Pre-arranged Plan: No
--- Issuer ---
Name: AMERIPRISE FINANCIAL INC (AMP)
CIK: 0000820027
--- Reporting Owner ---
Name: Williams William Jerryl
CIK: 0001724756
Role: Officer (Pres, Wealth Mgmt Advisor Grp)
--- Non-Derivative Transactions ---
[Transaction #1]
Security: Common Stock
Date: 2026-07-09 | Code: M (Exercise of derivative)
Shares: +53.9843
Shares Owned After: 17,296.9103 | Ownership: D (Direct)
Footnotes:
[F1] Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
[Transaction #2]
Security: Common Stock
Date: 2026-07-09 | Code: F (Payment of exercise/tax)
Shares: -23.9843 | Price: $500.16
Total Value: $11,995.99
Shares Owned After: 17,272.926 | Ownership: D (Direct)
--- Derivative Transactions ---
[Transaction #1]
Security: Phantom Stock
Date: 2026-07-09 | Code: M (Exercise of derivative)
Shares: -53.9843
Shares Owned After: 15,061.4331 | Ownership: D (Direct)
Footnotes:
[F1] Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
[F1] Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
[F2] Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
[F2] Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
--- Footnotes (Complete Index) ---
F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
--- Signature ---
/s/ /s/ Wendy B. Mahling for William J. Williams (2026-07-13)
