BR Filing
4Filing Date: Jun 29, 2026

BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) · Insider Trading (Form 4) SEC Filing

Statement of Changes in Beneficial Ownership

descriptionView SEC Filing
ACC: 0001225208-26-006232open_in_new
Total Value$124.8K
Trades3
Insiders1

Transaction Details

Ghei Ashima
CFO·Direct
Exercise · Dispose
FY2024 RSUs June 2024Derivative
Shares-2.51K
Price$0.00
Total Value$0
Shares Owned After0
Transaction DateJun 27, 2026
Footnotes ▸

Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. | Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. | Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. | Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock.

Ghei Ashima
CFO·Direct
Tax W/H · Dispose
Common Stock
Shares-905
Price$137.93
Total Value$124.8K
Shares Owned After5.56K
Transaction DateJun 27, 2026
Footnotes ▸

Represents the amount of shares withheld to cover tax liabilities upon the vesting of 2,509 Restricted Stock Units that vested and converted into an equal number of shares of common stock on June 27, 2026.

Ghei Ashima
CFO·Direct
Exercise · Acquire
Common Stock
Shares+2.51K
Price$0.00
Total Value$0
Shares Owned After6.47K
Transaction DateJun 27, 2026
Footnotes ▸

Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock.

Post-Transaction Holdings

Ghei Ashima
SecuritySharesChange
Common Stock5.56K+1.60K (40.54%)
FY2024 RSUs June 20240-2.51K (-100.00%)
Original SEC Filing Textexpand_more
=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-06-27 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) CIK: 0001383312 --- Reporting Owner --- Name: Ghei Ashima CIK: 0002028322 Role: Officer (CFO) --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-06-27 | Code: M (Exercise of derivative) Shares: +2,509 | Price: $0.00 Shares Owned After: 6,466 | Ownership: D (Direct) Footnotes: [F1] Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. [Transaction #2] Security: Common Stock Date: 2026-06-27 | Code: F (Payment of exercise/tax) Shares: -905 | Price: $137.93 Total Value: $124,826.65 Shares Owned After: 5,561 | Ownership: D (Direct) Footnotes: [F2] Represents the amount of shares withheld to cover tax liabilities upon the vesting of 2,509 Restricted Stock Units that vested and converted into an equal number of shares of common stock on June 27, 2026. --- Derivative Transactions --- [Transaction #1] Security: FY2024 RSUs June 2024 Date: 2026-06-27 | Code: M (Exercise of derivative) Shares: -2,509 | Price: $0.00 Shares Owned After: 0 | Ownership: D (Direct) Footnotes: [F1] Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. [F1] Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. [F1] Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. [F1] Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. --- Footnotes (Complete Index) --- F1: Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. F2: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 2,509 Restricted Stock Units that vested and converted into an equal number of shares of common stock on June 27, 2026. --- Signature --- /s/ Maria Allen, Power of Attorney (2026-06-29)

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