PRINCIPAL FINANCIAL GROUP INC (PFG) · Insider Trading (Form 4) SEC Filing

=== SEC Form 4 — Statement of Changes in Beneficial Ownership === Document Type: 4 Period of Report: 2026-06-26 10b5-1 Pre-arranged Plan: No --- Issuer --- Name: PRINCIPAL FINANCIAL GROUP INC (PFG) CIK: 0001126328 --- Reporting Owner --- Name: RIVERA ALFREDO CIK: 0001676976 Role: Director --- Non-Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-06-26 | Code: A (Grant or award) Shares: +117 | Price: $0.00 Shares Owned After: 16,511 | Ownership: D (Direct) Footnotes: [F1] Grant of restricted stock units. --- Derivative Transactions --- [Transaction #1] Security: Common Stock Date: 2026-06-26 | Code: A (Grant or award) Shares: +25 | Price: $107.75 Shares Owned After: 3,279 | Ownership: D (Direct) Footnotes: [F2] The units convert to common stock on a one-for-one basis. [F3] The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. [F3] The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. --- Footnotes (Complete Index) --- F1: Grant of restricted stock units. F2: The units convert to common stock on a one-for-one basis. F3: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. --- Signature --- /s/ Chris Agbe-Davies as Attorney-in-Fact (2026-06-30)